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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
701
Consolidated Edison
ED
$41.3B
$1.66M 0.01%
22,874
+2,211
+11% +$165K
CLSC
702
DELISTED
Cabana Target Leading Sector Conservative ETF
CLSC
$1.66M 0.01%
+67,185
New +$1.7M
APD icon
703
Air Products & Chemicals
APD
$65.6B
$1.66M 0.01%
6,475
-1,135
-15% -$314K
TDY icon
704
Teledyne Technologies
TDY
$29.5B
$1.66M 0.01%
+3,856
New +$1.7M
IYJ icon
705
iShares US Industrials ETF
IYJ
$1.96B
$1.66M 0.01%
15,447
+2,696
+21% +$303K
CLX icon
706
Clorox
CLX
$12.1B
$1.65M 0.01%
9,959
-279
-3% -$48K
MHK icon
707
Mohawk Industries
MHK
$7.02B
$1.64M 0.01%
9,245
+5,872
+174% +$1.14M
GGG icon
708
Graco
GGG
$13.2B
$1.64M 0.01%
23,424
-56
-0.2% -$4.3K
CHRW icon
709
C.H. Robinson
CHRW
$20.2B
$1.64M 0.01%
18,794
-1,338
-7% -$121K
FMHI icon
710
First Trust Municipal High Income ETF
FMHI
$991M
$1.63M 0.01%
29,235
+6,274
+27% +$355K
VIS icon
711
Vanguard Industrials ETF
VIS
$8.02B
$1.62M 0.01%
8,634
-3,141
-27% -$616K
HZNP
712
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$1.62M 0.01%
14,797
-58
-0.4% -$6.02K
TRV icon
713
Travelers Companies
TRV
$82.3B
$1.61M 0.01%
10,609
+288
+3% +$44.6K
HYLB icon
714
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$1.61M 0.01%
40,198
-593
-1% -$23.8K
CMA
715
DELISTED
Comerica
CMA
$1.61M 0.01%
+19,983
New +$1.44M
REM icon
716
iShares Mortgage Real Estate ETF
REM
$551M
$1.61M 0.01%
44,456
-59,964
-57% -$2.18M
DHI icon
717
D.R. Horton
DHI
$41.8B
$1.61M 0.01%
19,135
+1,082
+6% +$99.7K
RPG icon
718
Invesco S&P 500 Pure Growth ETF
RPG
$1.95B
$1.6M 0.01%
41,595
+30,135
+263% +$1.18M
IBND icon
719
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$456M
$1.6M 0.01%
45,344
+355
+0.8% +$12.9K
LVS icon
720
Las Vegas Sands
LVS
$32.2B
$1.59M 0.01%
43,566
+11,305
+35% +$485K
IBB icon
721
iShares Biotechnology ETF
IBB
$9.53B
$1.59M 0.01%
9,833
-754
-7% -$127K
BPOP icon
722
Popular Inc
BPOP
$11B
$1.59M 0.01%
20,450
-1,132
-5% -$84.2K
TTE icon
723
TotalEnergies
TTE
$193B
$1.58M 0.01%
33,017
+5,700
+21% +$253K
CMG icon
724
Chipotle Mexican Grill
CMG
$44.2B
$1.57M 0.01%
43,250
+21,700
+101% +$789K
NWL icon
725
Newell Brands
NWL
$2.24B
$1.57M 0.01%
70,758
-3,900
-5% -$99.6K
27 28
29
30 31

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.