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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTCH icon
701
Match Group
MTCH
$9.19B
$1.04M 0.01%
6,890
+802
+13% +$106K
CTSH icon
702
Cognizant
CTSH
$25.2B
$1.03M 0.01%
12,587
+245
+2% +$18.6K
FLIR
703
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$1.03M 0.01%
23,546
+1,093
+5% +$42.2K
FDS icon
704
Factset
FDS
$10B
$1.03M 0.01%
3,097
+596
+24% +$197K
BEPC icon
705
Brookfield Renewable
BEPC
$5.86B
$1.02M 0.01%
17,489
+407
+2% +$19.6K
RDS.A
706
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.01M 0.01%
28,770
+1,860
+7% +$58.1K
BTI icon
707
British American Tobacco
BTI
$136B
$1.01M 0.01%
26,948
-6,053
-18% -$217K
BIDU icon
708
Baidu
BIDU
$35.7B
$1.01M 0.01%
4,663
-121
-3% -$18K
PLTR icon
709
Palantir
PLTR
$295B
$1M 0.01%
+42,693
New +$764K
XBI icon
710
State Street SPDR S&P Biotech ETF
XBI
$10B
$1M 0.01%
7,113
+905
+15% +$116K
DDLS icon
711
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$430M
$998K 0.01%
32,346
+4,571
+16% +$133K
ANSS
712
DELISTED
Ansys
ANSS
$996K 0.01%
2,737
-134
-5% -$44.8K
ECL icon
713
Ecolab
ECL
$79.8B
$996K 0.01%
4,605
-2,854
-38% -$596K
NTRS icon
714
Northern Trust
NTRS
$21.8B
$993K 0.01%
10,656
-1,805
-14% -$159K
IBND icon
715
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$457M
$975K 0.01%
25,729
+4,461
+21% +$164K
FIS icon
716
Fidelity National Information Services
FIS
$24.2B
$967K 0.01%
6,837
-10,340
-60% -$1.48M
IUSB icon
717
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$963K 0.01%
17,640
-415
-2% -$22.5K
RNRG icon
718
Global X Renewable Energy Producers ETF
RNRG
$25.4M
$963K 0.01%
+17,689
New +$862K
KNX icon
719
Knight Transportation
KNX
$11.5B
$957K 0.01%
22,886
+7,310
+47% +$298K
HLI icon
720
Houlihan Lokey
HLI
$9.72B
$955K 0.01%
14,210
-197
-1% -$12.8K
FDL icon
721
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
$950K 0.01%
32,101
+2,106
+7% +$59.5K
ICE icon
722
Intercontinental Exchange
ICE
$87.2B
$949K 0.01%
8,233
-1,605
-16% -$167K
UBER icon
723
Uber
UBER
$145B
$947K 0.01%
18,560
-470
-2% -$21.1K
EMCB icon
724
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.3M
$945K 0.01%
12,274
+1,700
+16% +$128K
FITB
725
Fifth Third Bancorp
FITB
$51.3B
$945K 0.01%
34,294
-42
-0.1% -$1.06K
27 28
29
30 31

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.