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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGR icon
701
Ingredion
INGR
$6.42B
$788K 0.01%
10,412
+24
+0.2% +$1.95K
ADM icon
702
Archer Daniels Midland
ADM
$38.7B
$783K 0.01%
16,848
+2,975
+21% +$130K
PII icon
703
Polaris
PII
$3.83B
$783K 0.01%
8,305
+139
+2% +$13.7K
FDL icon
704
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
$782K 0.01%
29,995
-7,701
-20% -$204K
SLY
705
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$780K 0.01%
12,810
-1,278
-9% -$79.2K
EMCB icon
706
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.3M
$779K 0.01%
10,574
-78
-0.7% -$5.75K
HYXF icon
707
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$192M
$776K 0.01%
15,237
+999
+7% +$50.9K
BPOP icon
708
Popular Inc
BPOP
$11B
$772K 0.01%
21,280
+376
+2% +$13.9K
DDLS icon
709
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$430M
$769K 0.01%
27,775
+2,352
+9% +$64.2K
TRP icon
710
TC Energy
TRP
$70.1B
$769K 0.01%
18,294
+2,551
+16% +$117K
LKQ icon
711
LKQ Corp
LKQ
$6.72B
$766K 0.01%
27,611
+107
+0.4% +$3.15K
STLD icon
712
Steel Dynamics
STLD
$36.2B
$765K 0.01%
26,704
-1,979
-7% -$56.8K
ZION icon
713
Zions Bancorporation
ZION
$10.1B
$763K 0.01%
26,107
-6,171
-19% -$199K
LUMN icon
714
Lumen
LUMN
$6.43B
$762K 0.01%
75,480
-1,109
-1% -$11.5K
MNST icon
715
Monster Beverage
MNST
$95.1B
$762K 0.01%
19,014
-45,188
-70% -$1.79M
IBND icon
716
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$457M
$757K 0.01%
21,268
+972
+5% +$34.5K
HTRB icon
717
Hartford Total Return Bond ETF
HTRB
$2.22B
$756K 0.01%
+18,282
New +$771K
NATH icon
718
Nathan's Famous
NATH
$403M
$753K 0.01%
14,686
– –
LHX icon
719
L3Harris
LHX
$55.4B
$752K 0.01%
4,426
-1,135
-20% -$199K
CHE icon
720
Chemed
CHE
$7.16B
$750K 0.01%
1,562
+216
+16% +$106K
SPLB icon
721
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$749K 0.01%
23,583
-8,282
-26% -$269K
USRT icon
722
iShares Core US REIT ETF
USRT
$4.71B
$741K 0.01%
16,937
-4,560
-21% -$203K
UTG icon
723
Reaves Utility Income Fund
UTG
$3.47B
$741K 0.01%
23,675
-5,944
-20% -$187K
AVY icon
724
Avery Dennison
AVY
$12.8B
$738K 0.01%
5,776
+343
+6% +$40.5K
IYH icon
725
iShares US Healthcare ETF
IYH
$3.44B
$738K 0.01%
16,245
+1,130
+7% +$51.1K
27 28
29
30 31

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.