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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
701
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$476K 0.01%
11,584
+2,298
+25% +$130K
TRP icon
702
TC Energy
TRP
$70.9B
$476K 0.01%
10,736
+456
+4% +$23.1K
OEC icon
703
Orion
OEC
$381M
$475K 0.01%
63,650
+23,540
+59% +$341K
RF icon
704
Regions Financial
RF
$26.3B
$475K 0.01%
53,007
-81,961
-61% -$1.15M
UAL icon
705
United Airlines
UAL
$40.1B
$473K 0.01%
14,987
+5,440
+57% +$360K
USMF icon
706
WisdomTree US Multifactor Fund
USMF
$297M
$473K 0.01%
19,281
+254
+1% +$7.64K
WU icon
707
Western Union
WU
$2.4B
$473K 0.01%
26,109
+12,167
+87% +$298K
DELL icon
708
Dell
DELL
$262B
$471K 0.01%
23,516
-995
-4% -$23K
CRBP icon
709
Corbus Pharmaceuticals
CRBP
$168M
$469K 0.01%
2,982
-391
-12% -$66.1K
COR icon
710
Cencora
COR
$60.7B
$464K 0.01%
5,247
-477
-8% -$42K
RITM icon
711
Rithm Capital
RITM
$5.51B
$464K 0.01%
92,698
+48,167
+108% +$698K
BX icon
712
Blackstone
BX
$102B
$461K 0.01%
10,117
+2,758
+37% +$153K
GPK icon
713
Graphic Packaging
GPK
$3.24B
$460K 0.01%
+37,704
New +$555K
RWR icon
714
State Street SPDR Dow Jones REIT ETF
RWR
$1.87B
$460K 0.01%
6,367
-466
-7% -$44.1K
IGV icon
715
iShares Expanded Tech-Software Sector ETF
IGV
$12.5B
$457K 0.01%
10,870
+845
+8% +$40K
REZ icon
716
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$457K 0.01%
+8,275
New +$596K
IQLT icon
717
iShares MSCI Intl Quality Factor ETF
IQLT
$13.9B
$454K 0.01%
17,550
-145,911
-89% -$4.37M
HISF icon
718
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.6M
$451K 0.01%
10,907
-602
-5% -$29K
SPSB icon
719
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$447K 0.01%
14,781
-83,698
-85% -$2.56M
STWD icon
720
Starwood Property Trust
STWD
$6.02B
$446K 0.01%
43,464
-3,242
-7% -$71K
MAS icon
721
Masco
MAS
$14.2B
$444K 0.01%
12,835
+8,216
+178% +$359K
YOLO icon
722
AdvisorShares Pure Cannabis ETF
YOLO
$30M
$442K 0.01%
57,188
-3,066
-5% -$31.3K
CNP icon
723
CenterPoint Energy
CNP
$27.8B
$437K 0.01%
28,284
-45,533
-62% -$1.04M
CTVA icon
724
Corteva
CTVA
$59.8B
$437K 0.01%
18,579
-602
-3% -$16.6K
KNSL icon
725
Kinsale Capital Group
KNSL
$8.11B
$437K 0.01%
+4,179
New +$471K
27 28
29
30 31

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.