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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTVA icon
701
Corteva
CTVA
$58.3B
$567K 0.01%
19,181
-777
-4% -$20.6K
IBKC
702
DELISTED
IBERIABANK Corp
IBKC
$567K 0.01%
7,579
-1,400
-16% -$104K
CHE icon
703
Chemed
CHE
$6.81B
$565K 0.01%
+1,286
New +$541K
FXD icon
704
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$559K 0.01%
12,322
+5,652
+85% +$246K
CHMG icon
705
Chemung Financial Corp
CHMG
$389M
$557K 0.01%
13,097
– –
VFH icon
706
Vanguard Financials ETF
VFH
$13.4B
$553K 0.01%
7,247
+583
+9% +$42.5K
VT icon
707
Vanguard Total World Stock ETF
VT
$76.1B
$553K 0.01%
6,826
+456
+7% +$35.5K
CRBP icon
708
Corbus Pharmaceuticals
CRBP
$170M
$552K 0.01%
3,373
-170
-5% -$25.1K
DPZ icon
709
Domino's
DPZ
$11.5B
$552K 0.01%
1,879
+105
+6% +$28.9K
NLY icon
710
Annaly Capital Management
NLY
$17B
$550K 0.01%
14,589
+5,017
+52% +$183K
LH icon
711
Labcorp
LH
$24.5B
$548K 0.01%
3,769
+130
+4% +$18.8K
TRP icon
712
TC Energy
TRP
$71.4B
$548K 0.01%
10,280
+2,254
+28% +$116K
CSGP icon
713
CoStar Group
CSGP
$12.1B
$547K 0.01%
+9,150
New +$534K
FE icon
714
FirstEnergy
FE
$28.5B
$543K 0.01%
11,163
-2,227
-17% -$106K
AEL
715
DELISTED
American Equity Investment Life Holding Company
AEL
$543K 0.01%
18,134
+2,462
+16% +$66.8K
FDS icon
716
Factset
FDS
$9.59B
$540K 0.01%
2,011
+233
+13% +$59.8K
ILCG icon
717
iShares Morningstar Growth ETF
ILCG
$3.07B
$539K 0.01%
12,825
+2,850
+29% +$113K
IYF icon
718
iShares US Financials ETF
IYF
$4.67B
$539K 0.01%
7,824
-3,184
-29% -$211K
PBCT
719
DELISTED
People's United Financial Inc
PBCT
$538K 0.01%
+31,839
New +$522K
PXD
720
DELISTED
Pioneer Natural Resource Co.
PXD
$537K 0.01%
3,545
+473
+15% +$63K
EXR icon
721
Extra Space Storage
EXR
$31.4B
$535K 0.01%
5,068
+1,010
+25% +$110K
LNC icon
722
Lincoln National
LNC
$7.89B
$535K 0.01%
9,064
+515
+6% +$30.3K
TTE icon
723
TotalEnergies
TTE
$188B
$526K 0.01%
9,518
-9,627
-50% -$509K
MLPA icon
724
Global X MLP ETF
MLPA
$2.26B
$523K 0.01%
11,071
+4,600
+71% +$215K
MCHP icon
725
Microchip Technology
MCHP
$41.8B
$520K 0.01%
9,924
-2,058
-17% -$99.4K
27 28
29
30 31

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.