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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
676
Vanguard Health Care ETF
VHT
$18.5B
$3.29M 0.02%
13,990
+1,837
+15% +$448K
PH icon
677
Parker-Hannifin
PH
$120B
$3.29M 0.02%
8,443
-2,086
-20% -$838K
NTRL
678
First Trust Equity Market Neutral ETF
NTRL
$16.3M
$3.27M 0.02%
162,388
-1,708
-1% -$34.4K
IRM icon
679
Iron Mountain
IRM
$35.9B
$3.26M 0.02%
54,877
+2,442
+5% +$149K
XDSQ icon
680
Innovator US Equity Accelerated ETF Quarterly
XDSQ
$68.5M
$3.26M 0.02%
118,068
-7,189
-6% -$207K
PPC icon
681
Pilgrim's Pride
PPC
$7.13B
$3.26M 0.02%
142,588
-21,733
-13% -$529K
CSM icon
682
ProShares Large Cap Core Plus
CSM
$506M
$3.25M 0.02%
66,580
+7,488
+13% +$383K
L icon
683
Loews
L
$24.5B
$3.24M 0.02%
+51,233
New +$3.19M
ORLY icon
684
O'Reilly Automotive
ORLY
$75.1B
$3.22M 0.02%
53,205
+3,075
+6% +$193K
DFAE icon
685
Dimensional Emerging Core Equity Market ETF
DFAE
$8.91B
$3.2M 0.02%
141,674
+25,061
+21% +$591K
FDVV icon
686
Fidelity High Dividend ETF
FDVV
$10.1B
$3.18M 0.02%
82,364
+10,223
+14% +$412K
SJB icon
687
ProShares Short High Yield
SJB
$51.9M
$3.17M 0.02%
171,624
+127,494
+289% +$2.34M
CF icon
688
CF Industries
CF
$19.6B
$3.16M 0.02%
36,825
-2,977
-7% -$235K
IQLT icon
689
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$3.14M 0.02%
93,537
+663
+0.7% +$23.3K
SMCI icon
690
Super Micro Computer
SMCI
$16.6B
$3.14M 0.02%
114,630
+50,140
+78% +$1.4M
RSPS icon
691
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$3.14M 0.02%
104,548
-6,802
-6% -$222K
BLK icon
692
Blackrock
BLK
$167B
$3.13M 0.02%
4,849
+236
+5% +$165K
VONE icon
693
Vanguard Russell 1000 ETF
VONE
$8.09B
$3.13M 0.02%
16,096
+2,573
+19% +$521K
SHM icon
694
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$3.13M 0.02%
67,748
-798
-1% -$37.4K
SJNK icon
695
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$3.13M 0.02%
127,795
-69,841
-35% -$1.72M
TT icon
696
Trane Technologies
TT
$98.8B
$3.12M 0.02%
15,391
-290
-2% -$58.1K
XDQQ icon
697
Innovator Growth Accelerated ETF Quarterly
XDQQ
$55M
$3.11M 0.02%
128,553
-6,847
-5% -$173K
FDG icon
698
American Century Focused Dynamic Growth ETF
FDG
$375M
$3.11M 0.02%
49,329
+3,857
+8% +$255K
ARW icon
699
Arrow Electronics
ARW
$10.5B
$3.1M 0.02%
24,777
-2,497
-9% -$333K
FTLS icon
700
First Trust Long/Short Equity ETF
FTLS
$2.44B
$3.1M 0.02%
58,252
-14,178
-20% -$758K
26 27
28
29 30

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.