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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
676
Intercontinental Exchange
ICE
$87.2B
$2.18M 0.02%
15,948
+2,773
+21% +$367K
EMCB icon
677
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.6M
$2.17M 0.02%
29,346
+1,839
+7% +$137K
BN icon
678
Brookfield
BN
$102B
$2.17M 0.02%
66,638
-1,429
-2% -$45.2K
UPST icon
679
Upstart Holdings
UPST
$2.55B
$2.16M 0.02%
14,288
+6,105
+75% +$1.53M
PEG icon
680
Public Service Enterprise Group
PEG
$39.1B
$2.15M 0.02%
32,207
+2,608
+9% +$165K
NIO icon
681
NIO
NIO
$12B
$2.13M 0.01%
67,326
+9,913
+17% +$364K
IAT icon
682
iShares US Regional Banks ETF
IAT
$680M
$2.13M 0.01%
34,471
+740
+2% +$46.8K
ISHG icon
683
iShares 1-3 Year International Treasury Bond ETF
ISHG
$825M
$2.13M 0.01%
27,193
-426
-2% -$33.9K
BR icon
684
Broadridge
BR
$18.7B
$2.12M 0.01%
11,615
-46
-0.4% -$8.09K
APD icon
685
Air Products & Chemicals
APD
$65.1B
$2.12M 0.01%
6,964
+489
+8% +$144K
VOD icon
686
Vodafone
VOD
$37.2B
$2.11M 0.01%
141,251
+8,470
+6% +$129K
SUB icon
687
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.11M 0.01%
19,633
+1,527
+8% +$164K
IWB icon
688
iShares Russell 1000 ETF
IWB
$47.5B
$2.09M 0.01%
7,914
+2,103
+36% +$541K
IBUY icon
689
Amplify Online Retail ETF
IBUY
$112M
$2.08M 0.01%
23,603
-1,900
-7% -$195K
TTE icon
690
TotalEnergies
TTE
$192B
$2.07M 0.01%
41,776
+8,759
+27% +$436K
CHRW icon
691
C.H. Robinson
CHRW
$19.6B
$2.05M 0.01%
19,074
+280
+1% +$27.2K
IGOV icon
692
iShares International Treasury Bond ETF
IGOV
$1.51B
$2.05M 0.01%
40,774
-164
-0.4% -$8.35K
CDW icon
693
CDW
CDW
$18.6B
$2.04M 0.01%
9,977
+529
+6% +$101K
MKC icon
694
McCormick & Company Non-Voting
MKC
$14.1B
$2.04M 0.01%
21,103
-2,156
-9% -$184K
IRM icon
695
Iron Mountain
IRM
$36.3B
$2.03M 0.01%
38,874
-942
-2% -$44.5K
SHV icon
696
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$2.03M 0.01%
18,385
-994
-5% -$110K
IMTM icon
697
iShares MSCI Intl Momentum Factor ETF
IMTM
$3.99B
$2.02M 0.01%
53,173
-6,899
-11% -$269K
PDEC icon
698
Innovator US Equity Power Buffer ETF December
PDEC
$976M
$2.02M 0.01%
63,497
+21,206
+50% +$660K
TRV icon
699
Travelers Companies
TRV
$82.4B
$2.01M 0.01%
12,824
+2,215
+21% +$346K
NOC icon
700
Northrop Grumman
NOC
$77.1B
$2M 0.01%
5,169
+389
+8% +$145K
26 27
28
29 30

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.