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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTON icon
676
Peloton Interactive
PTON
$2.85B
$1.83M 0.02%
20,998
+32
+0.2% +$3.54K
ITW icon
677
Illinois Tool Works
ITW
$83.9B
$1.8M 0.01%
8,734
+1,785
+26% +$402K
PEG icon
678
Public Service Enterprise Group
PEG
$39B
$1.8M 0.01%
29,599
+6,856
+30% +$428K
IVOV icon
679
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
$1.78M 0.01%
+22,418
New +$1.81M
MRSH
680
Marsh
MRSH
$93.8B
$1.78M 0.01%
11,763
+2
+0% +$302
DBEM icon
681
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$102M
$1.77M 0.01%
65,175
-3,563
-5% -$99.2K
EUHY
682
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$239M
$1.77M 0.01%
32,167
+418
+1% +$23.5K
VSS icon
683
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.1B
$1.76M 0.01%
13,167
-12,319
-48% -$1.7M
FTEC icon
684
Fidelity MSCI Information Technology Index ETF
FTEC
$19.2B
$1.75M 0.01%
14,782
-6,790
-31% -$831K
LKQ icon
685
LKQ Corp
LKQ
$6.75B
$1.75M 0.01%
34,776
+10,243
+42% +$521K
VV icon
686
Vanguard Large-Cap ETF
VV
$51.6B
$1.75M 0.01%
8,695
+4,383
+102% +$906K
IWM icon
687
PUT
iShares Russell 2000 ETF
IWM
$79.4B
$1.74M 0.01%
235,000
+10,600
+5% +$2.35M
NGG icon
688
National Grid
NGG
$79.6B
$1.73M 0.01%
32,831
+6,332
+24% +$363K
IRM icon
689
Iron Mountain
IRM
$36.4B
$1.73M 0.01%
39,816
+2,838
+8% +$128K
SNOW icon
690
Snowflake
SNOW
$99.2B
$1.73M 0.01%
5,721
+4,854
+560% +$1.38M
USRT icon
691
iShares Core US REIT ETF
USRT
$4.73B
$1.72M 0.01%
29,385
+3,811
+15% +$232K
NOC icon
692
Northrop Grumman
NOC
$77.5B
$1.72M 0.01%
4,780
-83
-2% -$30K
CDW icon
693
CDW
CDW
$18.8B
$1.72M 0.01%
9,448
+333
+4% +$62.9K
TIPX icon
694
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.01B
$1.72M 0.01%
+81,489
New +$1.73M
FNDF icon
695
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
$1.72M 0.01%
+52,326
New +$1.73M
MCHP icon
696
Microchip Technology
MCHP
$39.3B
$1.7M 0.01%
22,152
+756
+4% +$56.7K
ICVT icon
697
iShares Convertible Bond ETF
ICVT
$7.03B
$1.69M 0.01%
16,985
-44,952
-73% -$4.52M
FXD icon
698
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$1.69M 0.01%
28,559
+4,761
+20% +$291K
TMUS icon
699
T-Mobile US
TMUS
$194B
$1.68M 0.01%
13,161
-6,233
-32% -$868K
QRVO icon
700
Qorvo
QRVO
$7.95B
$1.66M 0.01%
9,953
+2,106
+27% +$391K
26 27
28
29 30

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.