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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCM
676
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.14M 0.01%
+52,271
New +$1.14M
GSY icon
677
Invesco Ultra Short Duration ETF
GSY
$3.86B
$1.12M 0.01%
22,221
-40,527
-65% -$2.05M
IGOV icon
678
iShares International Treasury Bond ETF
IGOV
$1.51B
$1.12M 0.01%
20,124
+4,448
+28% +$241K
IPG
679
DELISTED
Interpublic Group of Companies
IPG
$1.12M 0.01%
47,554
-13,531
-22% -$284K
TEX icon
680
Terex
TEX
$7.37B
$1.12M 0.01%
32,040
+948
+3% +$28K
ZBRA icon
681
Zebra Technologies
ZBRA
$13.5B
$1.11M 0.01%
2,901
+68
+2% +$22.9K
NDAQ icon
682
Nasdaq
NDAQ
$53.4B
$1.11M 0.01%
25,119
+5,742
+30% +$243K
DHI icon
683
D.R. Horton
DHI
$41.2B
$1.11M 0.01%
16,053
-5,609
-26% -$409K
MNST icon
684
Monster Beverage
MNST
$95.1B
$1.11M 0.01%
23,916
+4,902
+26% +$206K
CDW icon
685
CDW
CDW
$18.9B
$1.1M 0.01%
8,375
-160
-2% -$20.9K
AEE icon
686
Ameren
AEE
$30.4B
$1.1M 0.01%
14,100
+318
+2% +$25.5K
ZG icon
687
Zillow
ZG
$7.85B
$1.09M 0.01%
7,989
-1,681
-17% -$190K
SCHX icon
688
Schwab US Large- Cap ETF
SCHX
$70.3B
$1.08M 0.01%
71,598
+5,748
+9% +$82.3K
ISRG icon
689
Intuitive Surgical
ISRG
$127B
$1.08M 0.01%
3,975
-8,418
-68% -$2.09M
EDV icon
690
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
$1.08M 0.01%
7,075
-3,569
-34% -$567K
USA icon
691
Liberty All-Star Equity Fund
USA
$1.78B
$1.07M 0.01%
155,748
-36,336
-19% -$233K
CM icon
692
Canadian Imperial Bank of Commerce
CM
$106B
$1.07M 0.01%
25,072
-6,358
-20% -$259K
WBND
693
DELISTED
Western Asset Total Return ETF
WBND
$1.07M 0.01%
10,775
+2,024
+23% +$203K
CDK
694
DELISTED
CDK Global, Inc.
CDK
$1.06M 0.01%
20,520
+1,876
+10% +$89K
PLUG icon
695
Plug Power
PLUG
$2.65B
$1.06M 0.01%
31,309
+5,526
+21% +$125K
ISHG icon
696
iShares 1-3 Year International Treasury Bond ETF
ISHG
$829M
$1.06M 0.01%
12,418
+1,928
+18% +$160K
CP icon
697
Canadian Pacific Kansas City
CP
$81B
$1.06M 0.01%
15,230
-180
-1% -$11.7K
PMAY icon
698
Innovator US Equity Power Buffer ETF May
PMAY
$802M
$1.05M 0.01%
37,093
+22,928
+162% +$641K
ENSG icon
699
The Ensign Group
ENSG
$10.6B
$1.04M 0.01%
14,330
-691
-5% -$45.8K
FUTY icon
700
Fidelity MSCI Utilities Index ETF
FUTY
$2.34B
$1.04M 0.01%
25,719
-1,622
-6% -$66K
26 27
28
29 30

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.