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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNW icon
676
Pinnacle West Capital
PNW
$12.4B
$862K 0.01%
11,561
+151
+1% +$11.6K
TXT icon
677
Textron
TXT
$14.7B
$860K 0.01%
23,821
+227
+1% +$8.23K
FBK icon
678
FB Financial Corp
FBK
$2.98B
$859K 0.01%
+34,180
New +$884K
CTSH icon
679
Cognizant
CTSH
$25.2B
$857K 0.01%
12,342
+1,878
+18% +$122K
ENSG icon
680
The Ensign Group
ENSG
$10.6B
$857K 0.01%
15,021
-1,213
-7% -$62.7K
ISHG icon
681
iShares 1-3 Year International Treasury Bond ETF
ISHG
$829M
$856K 0.01%
10,490
+278
+3% +$22.7K
XMLV icon
682
Invesco S&P MidCap Low Volatility ETF
XMLV
$762M
$853K 0.01%
20,487
+6,557
+47% +$279K
HLI icon
683
Houlihan Lokey
HLI
$9.72B
$851K 0.01%
14,407
-10,113
-41% -$580K
TAN icon
684
Invesco Solar ETF
TAN
$1.37B
$846K 0.01%
+13,060
New +$657K
FDS icon
685
Factset
FDS
$10B
$838K 0.01%
2,501
+564
+29% +$195K
CME icon
686
CME Group
CME
$95.4B
$837K 0.01%
5,003
+1,472
+42% +$248K
DGRW icon
687
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$837K 0.01%
16,891
-13,306
-44% -$646K
DELL icon
688
Dell
DELL
$239B
$833K 0.01%
24,266
-30,722
-56% -$958K
IGOV icon
689
iShares International Treasury Bond ETF
IGOV
$1.51B
$829K 0.01%
15,676
+626
+4% +$33.1K
VMW
690
DELISTED
VMware, Inc
VMW
$829K 0.01%
5,772
+2,409
+72% +$342K
MKC icon
691
McCormick & Company Non-Voting
MKC
$14B
$827K 0.01%
8,522
-12,944
-60% -$1.27M
OXY icon
692
Occidental Petroleum
OXY
$55.7B
$826K 0.01%
82,527
-22,744
-22% -$321K
FBT icon
693
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$824K 0.01%
5,241
-7,433
-59% -$1.22M
VONG icon
694
Vanguard Russell 1000 Growth ETF
VONG
$41.2B
$824K 0.01%
14,780
+2,624
+22% +$142K
MXIM
695
DELISTED
Maxim Integrated Products
MXIM
$822K 0.01%
12,153
-7,272
-37% -$492K
ZNGA
696
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$818K 0.01%
89,707
-107,373
-54% -$999K
BIL icon
697
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$816K 0.01%
8,915
-115,452
-93% -$10.6M
CDK
698
DELISTED
CDK Global, Inc.
CDK
$813K 0.01%
18,644
-731
-4% -$32.5K
FLIR
699
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$805K 0.01%
+22,453
New +$856K
NDAQ icon
700
Nasdaq
NDAQ
$53.4B
$793K 0.01%
19,377
-1,047
-5% -$44.6K
26 27
28
29 30

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.