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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGZ icon
676
iShares Agency Bond ETF
AGZ
$559M
$509K 0.01%
4,222
-2,388
-36% -$282K
BTAL icon
677
AGF US Market Neutral Anti-Beta Fund
BTAL
$305M
$502K 0.01%
+19,548
New +$465K
RWM icon
678
ProShares Short Russell2000
RWM
$132M
$502K 0.01%
+10,412
New +$430K
ENPH icon
679
Enphase Energy
ENPH
$4.94B
$500K 0.01%
+15,489
New +$584K
QQEW icon
680
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.73B
$500K 0.01%
8,030
-3,322
-29% -$237K
PFIG icon
681
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$115M
$498K 0.01%
19,601
+3,194
+19% +$83.2K
VPL icon
682
Vanguard FTSE Pacific ETF
VPL
$8.16B
$495K 0.01%
8,967
-15,031
-63% -$960K
OHI icon
683
Omega Healthcare
OHI
$15B
$493K 0.01%
18,584
+1,327
+8% +$50.3K
FTC icon
684
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$492K 0.01%
8,220
-2,021
-20% -$142K
SCHZ icon
685
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$492K 0.01%
18,150
-24,886
-58% -$672K
FLTR icon
686
VanEck IG Floating Rate ETF
FLTR
$2.94B
$491K 0.01%
20,803
-2,438
-10% -$60.3K
HFRO
687
Highland Opportunities and Income Fund
HFRO
$407M
$491K 0.01%
+57,600
New +$672K
HTZ
688
DELISTED
Hertz Global Holdings, Inc.
HTZ
$491K 0.01%
+79,388
New +$1.07M
LULU icon
689
lululemon athletica
LULU
$13.6B
$488K 0.01%
2,575
+1,255
+95% +$281K
SPYD icon
690
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.65B
$488K 0.01%
19,837
-63,767
-76% -$2.22M
AWF
691
AllianceBernstein Global High Income Fund
AWF
$872M
$487K 0.01%
52,547
-3,023
-5% -$34.5K
FMF icon
692
First Trust Managed Futures Strategy Fund
FMF
$248M
$487K 0.01%
+11,160
New +$479K
FDS icon
693
Factset
FDS
$9.35B
$485K 0.01%
1,862
-149
-7% -$40.5K
KHC icon
694
Kraft Heinz
KHC
$31.3B
$485K 0.01%
19,606
+9,831
+101% +$270K
BSCM
695
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$485K 0.01%
22,919
-7,376
-24% -$157K
MELI icon
696
Mercado Libre
MELI
$95.6B
$484K 0.01%
990
-49
-5% -$30.2K
MPC icon
697
Marathon Petroleum
MPC
$91.7B
$484K 0.01%
20,503
-20,592
-50% -$949K
CASY icon
698
Casey's General Stores
CASY
$32.1B
$482K 0.01%
3,641
-131
-3% -$21.2K
VER
699
DELISTED
VEREIT, Inc.
VER
$480K 0.01%
19,632
+8,444
+75% +$357K
DDLS icon
700
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$434M
$478K 0.01%
20,680
+1,810
+10% +$53K
26 27
28
29 30

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.