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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLP icon
676
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$402K 0.01%
15,698
-7,083
-31% -$179K
IUSG icon
677
iShares Core S&P US Growth ETF
IUSG
$31.6B
$402K 0.01%
6,387
+1,447
+29% +$91.5K
IEUR icon
678
iShares Core MSCI Europe ETF
IEUR
$8.83B
$401K 0.01%
+8,761
New +$397K
PANW icon
679
Palo Alto Networks
PANW
$267B
$401K 0.01%
11,802
-1,152
-9% -$40.8K
EVRG icon
680
Evergy
EVRG
$20B
$399K 0.01%
5,994
+922
+18% +$58.3K
LTC
681
LTC Properties
LTC
$2.15B
$399K 0.01%
7,797
-7,002
-47% -$338K
VOX icon
682
Vanguard Communication Services ETF
VOX
$5.61B
$397K 0.01%
+4,579
New +$404K
CFG icon
683
Citizens Financial Group
CFG
$30.7B
$395K 0.01%
11,174
-292
-3% -$10.2K
RLI icon
684
RLI Corp
RLI
$5.7B
$392K 0.01%
8,436
+4
+0% +$181
STNE icon
685
StoneCo
STNE
$2.65B
$392K 0.01%
11,278
– –
ROST icon
686
Ross Stores
ROST
$77.5B
$388K 0.01%
+3,528
New +$372K
PXD
687
DELISTED
Pioneer Natural Resource Co.
PXD
$386K 0.01%
3,072
+1,765
+135% +$234K
FCVT icon
688
First Trust SSI Strategic Convertible Securities ETF
FCVT
$114M
$385K 0.01%
+12,351
New +$390K
BLES icon
689
Inspire Global Hope ETF
BLES
$159M
$384K 0.01%
13,820
+1,212
+10% +$33.6K
SMLV icon
690
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$384K 0.01%
4,039
+1,031
+34% +$96.6K
ILCG icon
691
iShares Morningstar Growth ETF
ILCG
$3.13B
$382K 0.01%
9,975
+2,000
+25% +$77.6K
JKHY icon
692
Jack Henry & Associates
JKHY
$10.7B
$382K 0.01%
2,616
+457
+21% +$64.8K
AEL
693
DELISTED
American Equity Investment Life Holding Company
AEL
$379K 0.01%
15,672
-79
-0.5% -$1.91K
DEO icon
694
Diageo
DEO
$46.7B
$378K 0.01%
2,314
+656
+40% +$110K
BTAL icon
695
AGF US Market Neutral Anti-Beta Fund
BTAL
$297M
$377K 0.01%
15,917
+4,387
+38% +$102K
IVR icon
696
Invesco Mortgage Capital
IVR
$769M
$374K 0.01%
2,442
+5
+0.2% +$794
APTS
697
DELISTED
Preferred Apartment Communities, Inc.
APTS
$374K 0.01%
25,915
-295
-1% -$4.25K
BOND icon
698
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$373K 0.01%
3,429
-1,055
-24% -$114K
DNP icon
699
DNP Select Income Fund
DNP
$4.18B
$373K 0.01%
28,974
+6,235
+27% +$77.2K
EGP icon
700
EastGroup Properties
EGP
$11.5B
$372K 0.01%
2,977
– –
26 27
28
29 30

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.