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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTV icon
651
Aptiv
APTV
$12.3B
$1.97M 0.02%
13,218
+1,781
+16% +$277K
RCL icon
652
Royal Caribbean
RCL
$86.9B
$1.97M 0.02%
22,135
+596
+3% +$48.2K
BN icon
653
Brookfield
BN
$102B
$1.96M 0.02%
68,067
+120
+0.2% +$3.5K
OEC icon
654
Orion
OEC
$403M
$1.96M 0.02%
107,637
-6,235
-5% -$112K
SCCO icon
655
Southern Copper
SCCO
$138B
$1.95M 0.02%
37,514
+24,359
+185% +$1.41M
AES icon
656
AES
AES
$10.6B
$1.95M 0.02%
85,391
+5,120
+6% +$124K
SUB icon
657
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.95M 0.02%
18,106
+2,734
+18% +$295K
COM icon
658
Direxion Auspice Broad Commodity Strategy ETF
COM
$204M
$1.94M 0.02%
61,351
+25,654
+72% +$787K
BR icon
659
Broadridge
BR
$18.4B
$1.94M 0.02%
11,661
-1,740
-13% -$296K
ACWV icon
660
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$1.93M 0.02%
18,774
+7,376
+65% +$777K
LULU icon
661
lululemon athletica
LULU
$13.5B
$1.93M 0.02%
4,766
+2,553
+115% +$1.02M
AWK icon
662
American Water Works
AWK
$27B
$1.93M 0.02%
11,392
+941
+9% +$164K
RYLD icon
663
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$1.92M 0.02%
77,080
+28,333
+58% +$713K
SPHY icon
664
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$1.91M 0.02%
71,373
+32,651
+84% +$875K
IJS icon
665
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$1.9M 0.02%
18,917
-131,477
-87% -$13.3M
USHY icon
666
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$1.9M 0.02%
45,808
-26,650
-37% -$1.11M
JQUA icon
667
JPMorgan US Quality Factor ETF
JQUA
$8.14B
$1.9M 0.02%
46,309
-3,660
-7% -$155K
PSA icon
668
Public Storage
PSA
$61.6B
$1.89M 0.02%
6,369
-5,532
-46% -$1.74M
EMXC icon
669
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.1B
$1.89M 0.02%
+31,166
New +$1.92M
MKC icon
670
McCormick & Company Non-Voting
MKC
$14B
$1.89M 0.02%
23,259
+2,571
+12% +$221K
BEPC icon
671
Brookfield Renewable
BEPC
$5.86B
$1.88M 0.02%
48,445
+6,632
+16% +$278K
FDL icon
672
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
$1.85M 0.02%
56,410
+1,001
+2% +$33.6K
VDE icon
673
Vanguard Energy ETF
VDE
$9.9B
$1.84M 0.02%
24,860
-10,368
-29% -$723K
TLH icon
674
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$1.84M 0.02%
+12,486
New +$1.88M
RVTY icon
675
Revvity
RVTY
$12.6B
$1.83M 0.02%
10,576
+633
+6% +$112K
25 26
27
28 29

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.