We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DKNG icon
651
DraftKings
DKNG
$12.2B
$1.23M 0.01%
26,302
+21,162
+412% +$1.01M
HAS icon
652
Hasbro
HAS
$13.5B
$1.23M 0.01%
13,100
+4,918
+60% +$437K
VMC icon
653
Vulcan Materials
VMC
$36.8B
$1.22M 0.01%
8,236
-5,716
-41% -$815K
LH icon
654
Labcorp
LH
$25.2B
$1.21M 0.01%
6,937
+427
+7% +$73.8K
JD icon
655
JD.com
JD
$43.5B
$1.21M 0.01%
13,739
+1,355
+11% +$113K
AAP icon
656
Advance Auto Parts
AAP
$3.53B
$1.21M 0.01%
7,663
-1,845
-19% -$285K
BPOP icon
657
Popular Inc
BPOP
$11B
$1.2M 0.01%
21,383
+103
+0.5% +$4.89K
CF icon
658
CF Industries
CF
$19.6B
$1.2M 0.01%
+30,986
New +$1.02M
TXT icon
659
Textron
TXT
$14.7B
$1.2M 0.01%
24,800
+979
+4% +$41.2K
MPLX icon
660
MPLX
MPLX
$58.6B
$1.2M 0.01%
55,268
-891
-2% -$17.6K
RF icon
661
Regions Financial
RF
$26.4B
$1.19M 0.01%
73,817
-5,187
-7% -$75K
WPC icon
662
W.P. Carey
WPC
$17B
$1.19M 0.01%
17,177
-4,044
-19% -$270K
IRM icon
663
Iron Mountain
IRM
$35.9B
$1.19M 0.01%
40,240
-2,339
-5% -$64.9K
CXT icon
664
Crane NXT
CXT
$2.99B
$1.18M 0.01%
+43,787
New +$965K
FBK icon
665
FB Financial Corp
FBK
$2.98B
$1.18M 0.01%
33,909
-271
-0.8% -$8.52K
FXU icon
666
First Trust Utilities AlphaDEX Fund
FXU
$826M
$1.17M 0.01%
+41,319
New +$1.17M
SCHF icon
667
Schwab International Equity ETF
SCHF
$64.9B
$1.17M 0.01%
64,868
-7,832
-11% -$132K
GRMN
668
Garmin
GRMN
$56.9B
$1.16M 0.01%
+9,709
New +$1.08M
PDEC icon
669
Innovator US Equity Power Buffer ETF December
PDEC
$973M
$1.16M 0.01%
+39,979
New +$1.13M
WRK
670
DELISTED
WestRock Company
WRK
$1.16M 0.01%
26,631
-5,046
-16% -$208K
HR icon
671
Healthcare Realty
HR
$7.56B
$1.15M 0.01%
41,681
-2,164
-5% -$57.1K
VOX icon
672
Vanguard Communication Services ETF
VOX
$5.68B
$1.15M 0.01%
9,524
+62
+0.7% +$6.92K
HEEM icon
673
iShares Currency Hedged MSCI Emerging Markets
HEEM
$264M
$1.14M 0.01%
37,139
+2,361
+7% +$68.6K
IVZ icon
674
Invesco
IVZ
$12.4B
$1.14M 0.01%
+65,360
New +$1.01M
EXR icon
675
Extra Space Storage
EXR
$32.3B
$1.14M 0.01%
9,822
+894
+10% +$102K
25 26
27
28 29

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.