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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXR icon
651
Extra Space Storage
EXR
$32.3B
$955K 0.01%
8,928
+2,334
+35% +$241K
FTC icon
652
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
$944K 0.01%
11,246
-110,243
-91% -$9.05M
HEEM icon
653
iShares Currency Hedged MSCI Emerging Markets
HEEM
$264M
$942K 0.01%
34,778
-14,672
-30% -$397K
ANSS
654
DELISTED
Ansys
ANSS
$939K 0.01%
2,871
+1,093
+61% +$342K
CP icon
655
Canadian Pacific Kansas City
CP
$81B
$938K 0.01%
15,410
-830
-5% -$47.4K
CRSP icon
656
CRISPR Therapeutics
CRSP
$4.69B
$938K 0.01%
+11,220
New +$995K
VXX icon
657
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
$934K 0.01%
+586
New +$1.04M
HSY icon
658
Hershey
HSY
$37.3B
$916K 0.01%
6,391
+3,116
+95% +$442K
QRVO icon
659
Qorvo
QRVO
$7.9B
$915K 0.01%
7,090
+4,403
+164% +$546K
SHYD icon
660
VanEck Short High Yield Muni ETF
SHYD
$452M
$914K 0.01%
37,471
+10,749
+40% +$261K
CNP icon
661
CenterPoint Energy
CNP
$28.3B
$913K 0.01%
47,178
+898
+2% +$17.6K
MRSH
662
Marsh
MRSH
$94.3B
$913K 0.01%
7,963
-3,917
-33% -$449K
RF icon
663
Regions Financial
RF
$26.4B
$911K 0.01%
79,004
-10,412
-12% -$116K
DISCK
664
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$894K 0.01%
45,618
-1,218
-3% -$24.1K
DPZ icon
665
Domino's
DPZ
$11.9B
$890K 0.01%
2,092
-4,420
-68% -$1.76M
CHTR icon
666
Charter Communications
CHTR
$17.3B
$885K 0.01%
1,418
+96
+7% +$56.6K
SCHX icon
667
Schwab US Large- Cap ETF
SCHX
$70.3B
$885K 0.01%
65,850
-5,028
-7% -$66.8K
MPLX icon
668
MPLX
MPLX
$58.6B
$884K 0.01%
56,159
+3,024
+6% +$54.6K
NIO icon
669
NIO
NIO
$11.9B
$884K 0.01%
41,647
+15,223
+58% +$234K
LGLV icon
670
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
$883K 0.01%
8,146
-6,367
-44% -$685K
DFEB icon
671
FT Vest US Equity Deep Buffer ETF February
DFEB
$456M
$874K 0.01%
28,249
+10,684
+61% +$328K
WBND
672
DELISTED
Western Asset Total Return ETF
WBND
$871K 0.01%
+8,751
New +$875K
AOR icon
673
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.61B
$870K 0.01%
17,962
+2,013
+13% +$97.1K
DTH icon
674
WisdomTree International High Dividend Fund
DTH
$644M
$870K 0.01%
26,456
-27,294
-51% -$931K
FJUL icon
675
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$862K 0.01%
+27,756
New +$859K
25 26
27
28 29

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.