We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
651
Oneok
OKE
$56.1B
$546K 0.01%
25,050
+5,370
+27% +$327K
RSPG icon
652
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$555M
$545K 0.01%
+27,239
New +$1M
CDK
653
DELISTED
CDK Global, Inc.
CDK
$544K 0.01%
16,556
-1,894
-10% -$90.5K
CMS icon
654
CMS Energy
CMS
$22.7B
$543K 0.01%
9,243
+2,700
+41% +$173K
VIGI icon
655
Vanguard International Dividend Appreciation ETF
VIGI
$9.15B
$540K 0.01%
9,255
+256
+3% +$17.3K
VV icon
656
Vanguard Morningstar Large-Cap ETF
VV
$52.1B
$539K 0.01%
4,549
+1,682
+59% +$236K
MIC
657
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$538K 0.01%
21,295
-37,286
-64% -$1.43M
TOTL icon
658
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$537K 0.01%
11,194
-3,638
-25% -$179K
TTEK icon
659
Tetra Tech
TTEK
$8.42B
$537K 0.01%
38,030
-85
-0.2% -$1.45K
LUMN icon
660
Lumen
LUMN
$6.76B
$535K 0.01%
56,589
+38,314
+210% +$479K
SPIP icon
661
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$535K 0.01%
18,439
+1,797
+11% +$51.9K
TTWO icon
662
Take-Two Interactive
TTWO
$46.3B
$534K 0.01%
4,505
-704
-14% -$83.2K
DJP icon
663
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$533K 0.01%
32,238
+2,654
+9% +$53.8K
SPY icon
664
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$531K 0.01%
27,200
+16,800
+162% +$5.12M
VEU icon
665
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
$525K 0.01%
12,810
-809
-6% -$39.8K
JKHY icon
666
Jack Henry & Associates
JKHY
$11B
$523K 0.01%
3,369
+409
+14% +$63.5K
APO icon
667
Apollo Global Management
APO
$69.3B
$522K 0.01%
+15,573
New +$669K
SRLN icon
668
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$521K 0.01%
13,028
-6,779
-34% -$303K
AVY icon
669
Avery Dennison
AVY
$13.4B
$520K 0.01%
5,107
+1,375
+37% +$169K
IYLD icon
670
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$520K 0.01%
25,988
-25,688
-50% -$621K
K
671
DELISTED
Kellanova
K
$518K 0.01%
9,194
+5,114
+125% +$314K
BIBL icon
672
Inspire 100 ETF
BIBL
$481M
$516K 0.01%
20,771
-25
-0.1% -$729
IBND icon
673
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
$516K 0.01%
16,610
-109,983
-87% -$3.62M
FRI icon
674
First Trust S&P REIT Index Fund
FRI
$190M
$515K 0.01%
+27,232
New +$666K
FFBC icon
675
First Financial Bancorp
FFBC
$3.55B
$512K 0.01%
34,361
+2
+0% +$43
25 26
27
28 29

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.