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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNTG icon
651
Pennant Group
PNTG
$1.44B
$651K 0.01%
+19,678
New +$451K
MAIN icon
652
Main Street Capital
MAIN
$5B
$648K 0.01%
15,021
+3,126
+26% +$134K
VIGI icon
653
Vanguard International Dividend Appreciation ETF
VIGI
$8.98B
$648K 0.01%
+8,999
New +$623K
YUM icon
654
Yum! Brands
YUM
$40.7B
$639K 0.01%
6,348
+244
+4% +$25.3K
DELL icon
655
Dell
DELL
$276B
$638K 0.01%
24,511
+263
+1% +$6.84K
TTWO icon
656
Take-Two Interactive
TTWO
$45.3B
$638K 0.01%
5,209
+112
+2% +$13.6K
ZBRA icon
657
Zebra Technologies
ZBRA
$12.6B
$638K 0.01%
2,497
+1,191
+91% +$279K
BSCO
658
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$634K 0.01%
29,541
+7,325
+33% +$157K
BIBL icon
659
Inspire 100 ETF
BIBL
$492M
$633K 0.01%
20,796
+4,556
+28% +$132K
NEWT icon
660
NewtekOne
NEWT
$415M
$631K 0.01%
27,871
+4,802
+21% +$108K
SLB icon
661
SLB Ltd
SLB
$76.5B
$626K 0.01%
15,565
+1,265
+9% +$45.2K
IDEV icon
662
iShares Core MSCI International Developed Markets ETF
IDEV
$31.3B
$625K 0.01%
+10,742
New +$608K
HSY icon
663
Hershey
HSY
$36.6B
$624K 0.01%
4,247
+290
+7% +$43K
DDLS icon
664
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$436M
$621K 0.01%
18,870
+10,646
+129% +$335K
KMX icon
665
CarMax
KMX
$8.29B
$621K 0.01%
+7,087
New +$667K
APTS
666
DELISTED
Preferred Apartment Communities, Inc.
APTS
$621K 0.01%
46,648
+20,733
+80% +$286K
SPLB icon
667
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$615K 0.01%
20,415
-5,518
-21% -$165K
DOCU
668
DocuSign
DOCU
$10.1B
$613K 0.01%
8,270
+626
+8% +$43K
QYLD icon
669
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.03B
$611K 0.01%
25,865
+5,226
+25% +$121K
RHP icon
670
Ryman Hospitality Properties
RHP
$8.52B
$611K 0.01%
7,056
+802
+13% +$69K
SHYF
671
DELISTED
The Shyft Group
SHYF
$610K 0.01%
33,726
-225
-0.7% -$3.76K
USMF icon
672
WisdomTree US Multifactor Fund
USMF
$298M
$608K 0.01%
19,027
+3,481
+22% +$108K
CIEN icon
673
Ciena
CIEN
$53.4B
$607K 0.01%
+14,227
New +$542K
FYX icon
674
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$603K 0.01%
+9,286
New +$577K
ANSS
675
DELISTED
Ansys
ANSS
$601K 0.01%
2,335
+715
+44% +$169K
25 26
27
28 29

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.