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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
626
GE Aerospace
GE
$364B
$3.79M 0.02%
42,929
-31,663
-42% -$2.85M
SEIX icon
627
Virtus SEIX Senior Loan ETF
SEIX
$249M
$3.78M 0.02%
158,395
+24,192
+18% +$577K
PKST
628
DELISTED
Peakstone Realty Trust
PKST
$3.75M 0.02%
224,425
-4,983
-2% -$106K
TSN icon
629
Tyson Foods
TSN
$21.5B
$3.74M 0.02%
74,072
-8,701
-11% -$463K
SYK icon
630
Stryker
SYK
$135B
$3.74M 0.02%
13,679
+833
+6% +$239K
AVT icon
631
Avnet
AVT
$6.86B
$3.73M 0.02%
77,463
-9,981
-11% -$482K
FSTA icon
632
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.45B
$3.72M 0.02%
87,432
+6,069
+7% +$273K
HAL icon
633
Halliburton
HAL
$26.1B
$3.66M 0.02%
90,347
-36,554
-29% -$1.43M
LRCX icon
634
Lam Research
LRCX
$316B
$3.66M 0.02%
58,330
+5,960
+11% +$392K
RCL icon
635
Royal Caribbean
RCL
$86.8B
$3.65M 0.02%
39,663
-2,000
-5% -$200K
DFIV icon
636
Dimensional International Value ETF
DFIV
$20.9B
$3.65M 0.02%
111,863
+18,884
+20% +$629K
EES icon
637
WisdomTree US SmallCap Earnings Fund
EES
$720M
$3.64M 0.02%
84,073
-390
-0.5% -$17.7K
U icon
638
Unity
U
$14B
$3.63M 0.02%
115,800
+17,990
+18% +$693K
DWM icon
639
WisdomTree International Equity Fund
DWM
$667M
$3.63M 0.02%
75,048
-2,103
-3% -$105K
WTS icon
640
Watts Water Technologies
WTS
$11.2B
$3.62M 0.02%
20,939
+7,857
+60% +$1.44M
FCX icon
641
Freeport-McMoran
FCX
$86.2B
$3.61M 0.02%
96,758
-14,918
-13% -$601K
PDEC icon
642
Innovator US Equity Power Buffer ETF December
PDEC
$973M
$3.6M 0.02%
111,295
-29,998
-21% -$1M
FAPR icon
643
FT Vest US Equity Buffer ETF April
FAPR
$1.25B
$3.58M 0.02%
111,109
-36,644
-25% -$1.21M
LNG icon
644
Cheniere Energy
LNG
$54.2B
$3.58M 0.02%
21,585
-2,487
-10% -$401K
FJAN icon
645
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
$3.58M 0.02%
98,136
-10,891
-10% -$406K
FTEC icon
646
Fidelity MSCI Information Technology Index ETF
FTEC
$18.9B
$3.58M 0.02%
29,114
-2,414
-8% -$311K
STXF
647
Strive 500 ETF
STXF
$1.09B
$3.57M 0.02%
130,312
-2,335
-2% -$66.5K
EGP icon
648
EastGroup Properties
EGP
$11.2B
$3.56M 0.02%
21,357
+7,951
+59% +$1.41M
IYC icon
649
iShares US Consumer Discretionary ETF
IYC
$1.16B
$3.56M 0.02%
53,113
+25,158
+90% +$1.78M
FIIG icon
650
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$645M
$3.55M 0.02%
+182,425
New +$3.63M
24 25
26
27 28

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.