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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHM icon
626
Pultegroup
PHM
$25.7B
$2.51M 0.02%
+43,951
New +$2.25M
WSFS icon
627
WSFS Financial
WSFS
$4.2B
$2.5M 0.02%
49,945
– –
BOND icon
628
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.42B
$2.5M 0.02%
22,818
-1,308
-5% -$144K
IGEB icon
629
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$2.5M 0.02%
47,412
+2,009
+4% +$107K
RVTY icon
630
Revvity
RVTY
$12.4B
$2.49M 0.02%
12,385
+1,809
+17% +$327K
NVS icon
631
Novartis
NVS
$304B
$2.48M 0.02%
28,395
+1,739
+7% +$144K
DOV icon
632
Dover
DOV
$27.4B
$2.47M 0.02%
13,601
+866
+7% +$147K
TROW icon
633
T. Rowe Price
TROW
$26.1B
$2.46M 0.02%
12,529
-15,487
-55% -$3.15M
HEDJ icon
634
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
$2.45M 0.02%
61,108
+5,692
+10% +$224K
NHC icon
635
National Healthcare
NHC
$3.61B
$2.45M 0.02%
+35,997
New +$2.49M
VOX icon
636
Vanguard Communication Services ETF
VOX
$5.69B
$2.43M 0.02%
17,923
+699
+4% +$97.2K
AOA icon
637
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$2.42M 0.02%
33,296
+4,591
+16% +$331K
AB icon
638
AllianceBernstein
AB
$3.49B
$2.42M 0.02%
49,614
+41,743
+530% +$2.18M
GSLC icon
639
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$2.42M 0.02%
25,470
-21,562
-46% -$1.98M
STOR
640
DELISTED
STORE Capital Corporation
STOR
$2.4M 0.02%
69,754
-9,033
-11% -$307K
VTC icon
641
Vanguard Total Corporate Bond ETF
VTC
$1.73B
$2.39M 0.02%
26,387
+2,653
+11% +$242K
AWK icon
642
American Water Works
AWK
$27B
$2.39M 0.02%
12,652
+1,260
+11% +$220K
MRSH
643
Marsh
MRSH
$91.7B
$2.37M 0.02%
13,660
+1,897
+16% +$315K
FTSM icon
644
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$2.37M 0.02%
39,644
+6,087
+18% +$364K
EOG icon
645
EOG Resources
EOG
$74.4B
$2.36M 0.02%
26,548
+12,045
+83% +$1.08M
PNQI icon
646
Invesco NASDAQ Internet ETF
PNQI
$526M
$2.36M 0.02%
54,655
+50,030
+1,082% +$2.34M
LHX icon
647
L3Harris
LHX
$56.9B
$2.35M 0.02%
11,019
+661
+6% +$147K
AOR icon
648
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.65B
$2.34M 0.02%
41,039
-911,744
-96% -$51.7M
BUD icon
649
AB InBev
BUD
$161B
$2.34M 0.02%
38,651
+1,564
+4% +$91K
ISRG icon
650
Intuitive Surgical
ISRG
$130B
$2.33M 0.02%
6,498
-339
-5% -$117K
24 25
26
27 28

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.