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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AI icon
626
C3.ai
AI
$1.39B
$2.14M 0.02%
46,112
+6,126
+15% +$312K
EQIX icon
627
Equinix
EQIX
$99.2B
$2.13M 0.02%
2,695
-96
-3% -$79.7K
KRE icon
628
State Street SPDR S&P Regional Banking ETF
KRE
$4.54B
$2.11M 0.02%
31,178
+3,610
+13% +$232K
DLR icon
629
Digital Realty Trust
DLR
$69.1B
$2.11M 0.02%
14,610
+1,153
+9% +$181K
HEDJ icon
630
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$2.11M 0.02%
55,416
+5,870
+12% +$230K
IGOV icon
631
iShares International Treasury Bond ETF
IGOV
$1.51B
$2.1M 0.02%
40,938
+203
+0.5% +$10.7K
BUD icon
632
AB InBev
BUD
$163B
$2.09M 0.02%
37,087
+1,402
+4% +$88K
FREL icon
633
Fidelity MSCI Real Estate Index ETF
FREL
$1.52B
$2.08M 0.02%
+68,456
New +$2.17M
EL icon
634
Estee Lauder
EL
$30.8B
$2.08M 0.02%
6,924
+936
+16% +$306K
EMCB icon
635
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.5M
$2.08M 0.02%
27,507
+1,109
+4% +$84.3K
VNOM icon
636
Viper Energy
VNOM
$8.41B
$2.07M 0.02%
94,872
+80,047
+540% +$1.48M
PFFA icon
637
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.42B
$2.05M 0.02%
82,524
+9,679
+13% +$244K
DFAC icon
638
Dimensional US Core Equity 2 ETF
DFAC
$47.3B
$2.05M 0.02%
77,272
-20,896
-21% -$568K
LGLV icon
639
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$2.05M 0.02%
15,388
+9,372
+156% +$1.3M
VOD icon
640
Vodafone
VOD
$37.1B
$2.05M 0.02%
132,781
+17,184
+15% +$284K
NUE icon
641
Nucor
NUE
$58.2B
$2.05M 0.02%
20,783
-1,917
-8% -$204K
NIO icon
642
NIO
NIO
$11.9B
$2.05M 0.02%
57,413
-3,640
-6% -$150K
IAT icon
643
iShares US Regional Banks ETF
IAT
$678M
$2.04M 0.02%
33,731
-86
-0.3% -$4.95K
SPHB icon
644
Invesco S&P 500 High Beta ETF
SPHB
$938M
$2.03M 0.02%
27,768
-43,532
-61% -$3.2M
LEN icon
645
Lennar Class A
LEN
$20.6B
$2.02M 0.02%
22,279
-721
-3% -$71.4K
FTSM icon
646
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$2.01M 0.02%
33,557
+77
+0.2% +$4.62K
AOA icon
647
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.14B
$2M 0.02%
28,705
-3,610
-11% -$257K
INSG icon
648
Inseego
INSG
$103M
$1.99M 0.02%
29,940
+3,760
+14% +$314K
DJP icon
649
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$799M
$1.99M 0.02%
68,043
+56,393
+484% +$1.56M
DOV icon
650
Dover
DOV
$26.7B
$1.98M 0.02%
12,735
-223
-2% -$36.9K
24 25
26
27 28

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.