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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOD icon
626
Vodafone
VOD
$37.1B
$1.31M 0.01%
79,375
-10,766
-12% -$168K
FMHI icon
627
First Trust Municipal High Income ETF
FMHI
$991M
$1.3M 0.01%
24,296
+863
+4% +$45.3K
LNC icon
628
Lincoln National
LNC
$7.92B
$1.3M 0.01%
25,831
+3,513
+16% +$149K
CINF icon
629
Cincinnati Financial
CINF
$27.8B
$1.3M 0.01%
14,857
-2,850
-16% -$227K
BNY
630
Bank of New York Mellon
BNY
$103B
$1.3M 0.01%
30,563
-2,483
-8% -$95.3K
IYJ icon
631
iShares US Industrials ETF
IYJ
$1.95B
$1.29M 0.01%
13,322
+1,604
+14% +$146K
EA icon
632
Electronic Arts
EA
$52.7B
$1.29M 0.01%
9,003
+6,755
+300% +$871K
HYLV
633
DELISTED
IQ S&P High Yield Low Volatility Bond ETF
HYLV
$1.29M 0.01%
50,847
-19,922
-28% -$501K
FBIN icon
634
Fortune Brands Innovations
FBIN
$5.86B
$1.29M 0.01%
17,612
+916
+5% +$66.8K
B
635
Barrick Mining
B
$60.9B
$1.29M 0.01%
56,577
-7,819
-12% -$198K
NCLH icon
636
Norwegian Cruise Line
NCLH
$9.53B
$1.28M 0.01%
50,316
+20,202
+67% +$421K
ORLY icon
637
O'Reilly Automotive
ORLY
$75.1B
$1.28M 0.01%
42,405
+1,455
+4% +$43.9K
CMS icon
638
CMS Energy
CMS
$23.3B
$1.28M 0.01%
20,933
+15,928
+318% +$996K
SRCL
639
DELISTED
Stericycle Inc
SRCL
$1.28M 0.01%
18,419
+13
+0.1% +$889
CDNS icon
640
Cadence Design Systems
CDNS
$91.6B
$1.27M 0.01%
9,322
+164
+2% +$19.2K
FISR icon
641
State Street Fixed Income Sector Rotation ETF
FISR
$489M
$1.27M 0.01%
39,483
+5,300
+16% +$170K
LNT icon
642
Alliant Energy
LNT
$18.6B
$1.26M 0.01%
24,551
+615
+3% +$33.1K
IHF icon
643
iShares US Healthcare Providers ETF
IHF
$1.22B
$1.26M 0.01%
26,885
+21,735
+422% +$965K
APPS icon
644
Digital Turbine
APPS
$982M
$1.25M 0.01%
22,123
+13,710
+163% +$562K
BNDW icon
645
Vanguard Total World Bond ETF
BNDW
$1.88B
$1.24M 0.01%
15,104
+1,522
+11% +$125K
RXT icon
646
Rackspace Technology
RXT
$960M
$1.24M 0.01%
+64,934
New +$1.17M
SPAB icon
647
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$1.24M 0.01%
40,125
-28,109
-41% -$863K
CMI icon
648
Cummins
CMI
$83.6B
$1.23M 0.01%
5,422
+104
+2% +$23.4K
IVE icon
649
iShares S&P 500 Value ETF
IVE
$49.1B
$1.23M 0.01%
9,580
-8,418
-47% -$1.02M
CYBR
650
DELISTED
CyberArk
CYBR
$1.23M 0.01%
7,578
-2,243
-23% -$261K
24 25
26
27 28

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
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AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.