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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVTY icon
626
Revvity
RVTY
$12.6B
$1.03M 0.01%
8,190
-1,362
-14% -$157K
CDW icon
627
CDW
CDW
$18.9B
$1.02M 0.01%
8,535
-5,174
-38% -$592K
PSK icon
628
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$1.02M 0.01%
23,466
-6,510
-22% -$281K
IPG
629
DELISTED
Interpublic Group of Companies
IPG
$1.02M 0.01%
61,085
+3,759
+7% +$67.1K
CYBR
630
DELISTED
CyberArk
CYBR
$1.02M 0.01%
9,821
-532
-5% -$57.3K
MCHP icon
631
Microchip Technology
MCHP
$38.8B
$1.01M 0.01%
19,668
-2,566
-12% -$134K
GPC icon
632
Genuine Parts
GPC
$17.9B
$1.01M 0.01%
10,584
-736
-7% -$68.5K
FXL icon
633
First Trust Technology AlphaDEX Fund
FXL
$2.4B
$1M 0.01%
11,032
-694
-6% -$61.1K
NGG icon
634
National Grid
NGG
$79.3B
$1M 0.01%
19,560
-11,939
-38% -$600K
RLI icon
635
RLI Corp
RLI
$6.02B
$996K 0.01%
23,792
-6,326
-21% -$277K
DOX icon
636
Amdocs
DOX
$6.03B
$994K 0.01%
17,309
+6,257
+57% +$374K
IYG icon
637
iShares US Financial Services ETF
IYG
$2.13B
$993K 0.01%
24,408
-36,429
-60% -$1.5M
FEX icon
638
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$986K 0.01%
15,596
-1,428
-8% -$89.7K
GDX icon
639
VanEck Gold Miners ETF
GDX
$22.5B
$986K 0.01%
25,174
-19,224
-43% -$784K
ICE icon
640
Intercontinental Exchange
ICE
$87.2B
$984K 0.01%
9,838
+3,069
+45% +$303K
IUSB icon
641
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$982K 0.01%
18,055
-6,048
-25% -$330K
ZG icon
642
Zillow
ZG
$7.85B
$982K 0.01%
+9,670
New +$753K
IYJ icon
643
iShares US Industrials ETF
IYJ
$1.95B
$979K 0.01%
+11,718
New +$953K
CDNS icon
644
Cadence Design Systems
CDNS
$91.6B
$977K 0.01%
9,158
+857
+10% +$90.2K
NTRS icon
645
Northern Trust
NTRS
$21.8B
$972K 0.01%
12,461
+5,624
+82% +$452K
PKG icon
646
Packaging Corp of America
PKG
$22.2B
$969K 0.01%
8,889
+691
+8% +$70.6K
ROST icon
647
Ross Stores
ROST
$80.8B
$964K 0.01%
10,328
+1,066
+12% +$95.7K
VOX icon
648
Vanguard Communication Services ETF
VOX
$5.68B
$964K 0.01%
9,462
+4,240
+81% +$431K
IYK icon
649
iShares US Consumer Staples ETF
IYK
$1.44B
$962K 0.01%
+19,314
New +$922K
JD icon
650
JD.com
JD
$43.5B
$961K 0.01%
+12,384
New +$860K
24 25
26
27 28

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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.