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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEFA icon
626
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.49B
$698K 0.02%
+22,878
New +$698K
RWR icon
627
State Street SPDR Dow Jones REIT ETF
RWR
$1.91B
$697K 0.02%
6,833
+4,001
+141% +$414K
IWL icon
628
iShares Russell Top 200 ETF
IWL
$2.16B
$695K 0.02%
9,245
-18,365
-67% -$1.32M
RC
629
Ready Capital
RC
$267M
$692K 0.02%
44,871
+21,690
+94% +$342K
CFG icon
630
Citizens Financial Group
CFG
$30B
$690K 0.02%
16,986
+5,812
+52% +$218K
HEI icon
631
HEICO Corp
HEI
$49.7B
$689K 0.02%
6,034
+88
+1% +$10.8K
URI icon
632
United Rentals
URI
$69.6B
$688K 0.01%
4,126
+2,237
+118% +$325K
J icon
633
Jacobs Solutions
J
$15.9B
$683K 0.01%
9,188
+1,331
+17% +$101K
DJP icon
634
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$796M
$676K 0.01%
29,584
+5,995
+25% +$133K
FDL icon
635
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.81B
$676K 0.01%
20,735
+209
+1% +$6.65K
FTLS icon
636
First Trust Long/Short Equity ETF
FTLS
$2.46B
$676K 0.01%
15,835
+1,890
+14% +$79K
AWF
637
AllianceBernstein Global High Income Fund
AWF
$868M
$674K 0.01%
55,570
+14,817
+36% +$178K
HAWX icon
638
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$342M
$674K 0.01%
23,967
+13,397
+127% +$371K
PCY icon
639
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$674K 0.01%
22,797
+1,130
+5% +$32.9K
QTEC icon
640
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.47B
$673K 0.01%
+6,726
New +$627K
GVI icon
641
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$669K 0.01%
+5,939
New +$671K
HRC
642
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$667K 0.01%
5,872
+2,333
+66% +$246K
IJS icon
643
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$666K 0.01%
8,280
+1,280
+18% +$99.2K
XYZ
644
Block Inc
XYZ
$47.8B
$663K 0.01%
10,601
+121
+1% +$7.73K
PFG icon
645
Principal Financial Group
PFG
$23.9B
$661K 0.01%
12,014
+4,922
+69% +$269K
EQIX icon
646
Equinix
EQIX
$103B
$658K 0.01%
1,128
+397
+54% +$223K
TTEK icon
647
Tetra Tech
TTEK
$8.29B
$657K 0.01%
38,115
-155
-0.4% -$2.68K
HEI.A icon
648
HEICO Corp Class A
HEI.A
$35.9B
$655K 0.01%
+7,320
New +$697K
FNF icon
649
Fidelity National Financial
FNF
$14B
$652K 0.01%
14,959
+1,670
+13% +$74.1K
BSCM
650
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$652K 0.01%
30,295
+5,289
+21% +$114K
24 25
26
27 28

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.