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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCO
626
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$476K 0.01%
22,216
+12,495
+129% +$267K
SRLN icon
627
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$475K 0.01%
10,265
-1,055
-9% -$48.7K
EXR icon
628
Extra Space Storage
EXR
$31.7B
$474K 0.01%
4,058
+148
+4% +$17.1K
SFM icon
629
Sprouts Farmers Market
SFM
$7.19B
$474K 0.01%
24,526
-3,701
-13% -$68K
DOCU
630
DocuSign
DOCU
$10.1B
$473K 0.01%
7,644
+766
+11% +$40.1K
SRDX
631
DELISTED
Surmodics
SRDX
$472K 0.01%
+10,328
New +$450K
USMF icon
632
WisdomTree US Multifactor Fund
USMF
$297M
$472K 0.01%
15,546
+3,237
+26% +$98.2K
EW icon
633
Edwards Lifesciences
EW
$47.2B
$469K 0.01%
6,393
-48
-0.7% -$3.37K
WWD icon
634
Woodward
WWD
$24.5B
$468K 0.01%
4,344
+1,126
+35% +$124K
QYLD icon
635
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.99B
$466K 0.01%
20,639
+540
+3% +$12.4K
SHYF
636
DELISTED
The Shyft Group
SHYF
$466K 0.01%
33,951
+237
+0.7% +$2.89K
VFH icon
637
Vanguard Financials ETF
VFH
$13.5B
$466K 0.01%
6,664
-810
-11% -$56K
BKLN icon
638
Invesco Senior Loan ETF
BKLN
$6.97B
$465K 0.01%
20,602
-3,863
-16% -$87.7K
BTI icon
639
British American Tobacco
BTI
$131B
$464K 0.01%
12,562
-10,586
-46% -$387K
DFS
640
DELISTED
Discover Financial Services
DFS
$464K 0.01%
5,717
+1,303
+30% +$108K
TOTL icon
641
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$463K 0.01%
9,407
-4,874
-34% -$240K
IYC icon
642
iShares US Consumer Discretionary ETF
IYC
$1.14B
$462K 0.01%
8,492
-65,336
-88% -$3.59M
XLRE icon
643
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
$458K 0.01%
+11,652
New +$447K
CDW icon
644
CDW
CDW
$17.6B
$455K 0.01%
3,693
-383
-9% -$43.9K
FXH icon
645
First Trust Health Care AlphaDEX Fund
FXH
$1.03B
$455K 0.01%
6,148
+1,101
+22% +$83.9K
BIBL icon
646
Inspire 100 ETF
BIBL
$488M
$453K 0.01%
16,240
+1,112
+7% +$30.8K
SCHO icon
647
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$453K 0.01%
17,900
+9,438
+112% +$239K
FTC icon
648
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.32B
$452K 0.01%
6,464
+2,748
+74% +$195K
NEA icon
649
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$452K 0.01%
31,564
+6,707
+27% +$95.1K
TCP
650
DELISTED
TC Pipelines LP
TCP
$451K 0.01%
11,090
+1,203
+12% +$46.9K
24 25
26
27 28

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.