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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$855M
Cap. Flow
+$767M
Cap. Flow %
53.27%
Top 10 Hldgs %
26.88%
Holding
674
New
199
Increased
287
Reduced
139
Closed
33

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$40.1M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$34.1M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$27.9M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$25M

Top Sells

Rank Stock Value
1
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.83M
2
NFLT icon
Virtus Newfleet Multi-Sector Bond ETF
NFLT
+$1.72M
3
VSHY icon
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
+$1.51M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.39M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Healthcare 3.82%
3 Industrials 3.32%
4 Financials 3.22%
5 Consumer Staples 3.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMM icon
626
Navios Maritime Partners
NMM
$2.2B
$39K ﹤0.01%
2,876
– –
IZEA icon
627
IZEA Worldwide
IZEA
$59.2M
$23K ﹤0.01%
5,000
+512
+11% +$3.05K
UPL
628
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$23K ﹤0.01%
37,871
+2,688
+8% +$1.96K
SNES icon
629
SenesTech
SNES
$7M
– –
0
– –
FGP
630
DELISTED
Ferrellgas Partners, L.P.
FGP
$19K ﹤0.01%
14,556
+235
+2% +$293
AXU
631
DELISTED
Alexco Resource Corp
AXU
$15K ﹤0.01%
12,000
– –
TRX icon
632
TRX Gold Corp
TRX
$257M
$12K ﹤0.01%
15,000
– –
CARM
633
DELISTED
Carisma Therapeutics
CARM
$10K ﹤0.01%
+500
New +$8.63K
PLM
634
DELISTED
PolyMet Mining Corp.
PLM
$7K ﹤0.01%
1,055
– –
DNN icon
635
Denison Mines
DNN
$2.65B
$6K ﹤0.01%
12,000
– –
MA icon
636
CALL
Mastercard
MA
$489B
$4K ﹤0.01%
+400
New +$86.1K
XLE icon
637
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$3K ﹤0.01%
+1,600
New +$51.4K
CAT icon
638
CALL
Caterpillar
CAT
$390B
$2K ﹤0.01%
+200
New +$26.6K
DIA icon
639
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
$2K ﹤0.01%
+400
New +$101K
MU icon
640
CALL
Micron Technology
MU
$990B
$2K ﹤0.01%
+800
New +$30.9K
BBY icon
641
CALL
Best Buy
BBY
$18.6B
$1K ﹤0.01%
+200
New +$12.5K
ACWX icon
642
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
– –
-5,356
Closed -$225K
BOND icon
643
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
– –
-2,293
Closed -$236K
CME icon
644
CME Group
CME
$92.5B
– –
-1,546
Closed -$291K
CSCO icon
645
CALL
Cisco
CSCO
$447B
– –
-200
Closed -$1K
CSW
646
CSW Industrials
CSW
$4.7B
– –
-5,336
Closed -$258K
ETW
647
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
– –
-10,425
Closed -$99K
GWX icon
648
State Street SPDR S&P International Small Cap ETF
GWX
$859M
– –
-9,156
Closed -$256K
HEEM icon
649
iShares Currency Hedged MSCI Emerging Markets
HEEM
$275M
– –
-8,879
Closed -$204K
HEI.A icon
650
HEICO Corp Class A
HEI.A
$35.7B
– –
-3,557
Closed -$224K
23 24 25
26
27

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2019 Portfolio in Review

As of Q1 2019, AE Wealth Management held 674 positions worth $1.44B, up 146% from $584M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $767M of net new capital in Q1 2019, opening 199 new positions and adding to 287 existing holdings. Its largest new stake was iShares MSCI EAFE Small-Cap ETF: 297,469 shares worth $17.1M.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 8.7% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, an estimated $1.83M trimmed.

  • AE Wealth Management's largest Q1 2019 buy was iShares MSCI EAFE Small-Cap ETF: 297,469 shares worth $17.1M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q1 2019, an estimated $109M increase.
  • AE Wealth Management's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $1.83M.
  • AE Wealth Management fully exited Ross Stores in Q1 2019, selling an estimated $788K.
  • AE Wealth Management's ten largest holdings make up 27% of its $1.44B portfolio in Q1 2019.
  • AE Wealth Management opened 199 new positions and closed 33 in Q1 2019.
  • AE Wealth Management's portfolio value rose 146% quarter-over-quarter to $1.44B.

Based on AE Wealth Management's 13F filing for Q1 2019, filed 14 May 2019.