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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWX icon
601
State Street SPDR S&P International Small Cap ETF
GWX
$848M
$4.07M 0.02%
139,772
+9,433
+7% +$288K
DJAN icon
602
FT Vest US Equity Deep Buffer ETF January
DJAN
$472M
$4.06M 0.02%
125,458
+15,285
+14% +$502K
ITW icon
603
Illinois Tool Works
ITW
$83.7B
$4.04M 0.02%
17,522
+4,116
+31% +$1M
RSG icon
604
Republic Services
RSG
$67.4B
$4.03M 0.02%
28,298
+18,490
+189% +$2.75M
ATR icon
605
AptarGroup
ATR
$8.67B
$4.03M 0.02%
32,242
+11,161
+53% +$1.37M
FXL icon
606
First Trust Technology AlphaDEX Fund
FXL
$2.44B
$4.01M 0.02%
36,038
+383
+1% +$43.8K
CNC icon
607
Centene
CNC
$30.8B
$4M 0.02%
58,068
-18,514
-24% -$1.23M
DFAX icon
608
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.7B
$3.99M 0.02%
177,168
+26,450
+18% +$619K
TTE icon
609
TotalEnergies
TTE
$193B
$3.99M 0.02%
60,650
+1,370
+2% +$84.7K
HSCZ icon
610
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$239M
$3.94M 0.02%
141,485
+27,617
+24% +$778K
CTSH icon
611
Cognizant
CTSH
$26.6B
$3.92M 0.02%
57,870
-9,160
-14% -$632K
QMAR icon
612
FT Vest Growth-100 Buffer ETF March
QMAR
$558M
$3.9M 0.02%
162,327
-71,904
-31% -$1.74M
TEL icon
613
TE Connectivity
TEL
$60.2B
$3.88M 0.02%
31,448
+1,844
+6% +$247K
CCI icon
614
Crown Castle
CCI
$34.3B
$3.88M 0.02%
42,145
+4,255
+11% +$441K
STLD icon
615
Steel Dynamics
STLD
$36.5B
$3.88M 0.02%
36,172
+246
+0.7% +$25.6K
SCHV
616
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$3.87M 0.02%
180,204
+60,549
+51% +$1.36M
DAL icon
617
Delta Air Lines
DAL
$57.3B
$3.86M 0.02%
104,349
-16,977
-14% -$737K
UBER icon
618
Uber
UBER
$145B
$3.86M 0.02%
83,856
-8,411
-9% -$384K
VALE icon
619
Vale
VALE
$62.6B
$3.85M 0.02%
287,521
-30,318
-10% -$413K
ADI icon
620
Analog Devices
ADI
$176B
$3.85M 0.02%
21,994
-5,773
-21% -$1.06M
PFFD icon
621
Global X US Preferred ETF
PFFD
$2.14B
$3.83M 0.02%
203,716
-21,584
-10% -$413K
BSJN
622
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$3.82M 0.02%
162,406
+4,996
+3% +$118K
QSPT icon
623
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$616M
$3.81M 0.02%
175,945
+112,097
+176% +$2.43M
DVA icon
624
DaVita
DVA
$15.4B
$3.81M 0.02%
40,328
+36,324
+907% +$3.71M
R icon
625
Ryder
R
$9.87B
$3.79M 0.02%
35,478
+5,547
+19% +$540K
23 24
25
26 27

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.