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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
601
Morgan Stanley
MS
$333B
$2.71M 0.02%
27,618
+3,459
+14% +$345K
DHI icon
602
D.R. Horton
DHI
$42.3B
$2.71M 0.02%
24,955
+5,820
+30% +$560K
PSEP icon
603
Innovator US Equity Power Buffer ETF September
PSEP
$843M
$2.7M 0.02%
88,875
-2,634
-3% -$78.9K
RYLD icon
604
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
$2.69M 0.02%
110,386
+33,306
+43% +$832K
FXL icon
605
First Trust Technology AlphaDEX Fund
FXL
$2.45B
$2.69M 0.02%
20,398
+180
+0.9% +$23.6K
DFAC icon
606
Dimensional US Core Equity 2 ETF
DFAC
$47.7B
$2.69M 0.02%
92,872
+15,600
+20% +$440K
AI icon
607
C3.ai
AI
$1.38B
$2.69M 0.02%
86,042
+39,930
+87% +$1.62M
HOLX
608
DELISTED
Hologic
HOLX
$2.69M 0.02%
35,066
+2,081
+6% +$153K
HP icon
609
Helmerich & Payne
HP
$3.31B
$2.68M 0.02%
113,239
+14,007
+14% +$399K
ASML icon
610
ASML
ASML
$608B
$2.66M 0.02%
3,342
+1,650
+98% +$1.31M
LEN icon
611
Lennar Class A
LEN
$21.1B
$2.66M 0.02%
23,658
+1,379
+6% +$141K
BNY
612
Bank of New York Mellon
BNY
$106B
$2.65M 0.02%
45,535
+3,471
+8% +$200K
CMI icon
613
Cummins
CMI
$88.5B
$2.64M 0.02%
12,120
-312
-3% -$71.1K
PSI icon
614
Invesco Semiconductors ETF
PSI
$2.17B
$2.64M 0.02%
+51,675
New +$2.45M
VNOM icon
615
Viper Energy
VNOM
$8.21B
$2.63M 0.02%
123,412
+28,540
+30% +$639K
PSA icon
616
Public Storage
PSA
$61.7B
$2.63M 0.02%
7,013
+644
+10% +$215K
EUSB icon
617
iShares ESG Advanced Universal USD Bond ETF
EUSB
$714M
$2.62M 0.02%
52,885
+30,922
+141% +$1.53M
CM icon
618
Canadian Imperial Bank of Commerce
CM
$109B
$2.58M 0.02%
44,254
-1,394
-3% -$81.1K
VONE icon
619
Vanguard Russell 1000 ETF
VONE
$8.21B
$2.58M 0.02%
11,767
+4,405
+60% +$938K
USRT icon
620
iShares Core US REIT ETF
USRT
$4.74B
$2.56M 0.02%
37,921
+8,536
+29% +$543K
FSTA icon
621
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.45B
$2.54M 0.02%
+54,488
New +$2.4M
AZN icon
622
AstraZeneca
AZN
$267B
$2.54M 0.02%
21,773
+480
+2% +$56.5K
QRVO icon
623
Qorvo
QRVO
$8.09B
$2.52M 0.02%
16,111
+6,158
+62% +$979K
IMTB icon
624
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
$2.52M 0.02%
49,974
+5,089
+11% +$258K
MSI icon
625
Motorola Solutions
MSI
$73.1B
$2.51M 0.02%
9,245
+3,946
+74% +$994K
23 24
25
26 27

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.