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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JETS icon
601
US Global Jets ETF
JETS
$777M
$2.32M 0.02%
98,055
+28,525
+41% +$658K
MAC icon
602
Macerich
MAC
$7.52B
$2.31M 0.02%
138,469
-21,378
-13% -$363K
QTEC icon
603
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.38B
$2.31M 0.02%
14,612
+4,754
+48% +$772K
FIS icon
604
Fidelity National Information Services
FIS
$23.9B
$2.3M 0.02%
18,882
+3,760
+25% +$504K
IMTB icon
605
iShares Core 5-10 Year USD Bond ETF
IMTB
$275M
$2.3M 0.02%
+44,885
New +$2.32M
IMTM icon
606
iShares MSCI Intl Momentum Factor ETF
IMTM
$4B
$2.29M 0.02%
+60,072
New +$2.36M
PTBD icon
607
Pacer Trendpilot US Bond ETF
PTBD
$85.2M
$2.29M 0.02%
84,277
-14,612
-15% -$404K
LHX icon
608
L3Harris
LHX
$55.8B
$2.28M 0.02%
10,358
+645
+7% +$147K
ISRG icon
609
Intuitive Surgical
ISRG
$127B
$2.27M 0.02%
6,837
+1,065
+18% +$358K
IYC icon
610
iShares US Consumer Discretionary ETF
IYC
$1.16B
$2.26M 0.02%
29,195
-5,802
-17% -$456K
CERN
611
DELISTED
Cerner Corp
CERN
$2.23M 0.02%
31,665
-18,197
-36% -$1.41M
ISHG icon
612
iShares 1-3 Year International Treasury Bond ETF
ISHG
$826M
$2.22M 0.02%
27,619
+819
+3% +$67K
DGRW icon
613
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$2.21M 0.02%
37,643
+7,768
+26% +$476K
MGV icon
614
Vanguard Mega Cap Value ETF
MGV
$13.2B
$2.21M 0.02%
22,627
+367
+2% +$37.1K
FDIS icon
615
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.64B
$2.21M 0.02%
+27,487
New +$2.25M
BIL icon
616
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$2.2M 0.02%
24,035
+11,408
+90% +$1.04M
ULTA icon
617
Ulta Beauty
ULTA
$22B
$2.19M 0.02%
6,056
+3,501
+137% +$1.26M
BNY
618
Bank of New York Mellon
BNY
$105B
$2.18M 0.02%
42,064
+1,394
+3% +$72.5K
NVS icon
619
Novartis
NVS
$301B
$2.18M 0.02%
26,656
+636
+2% +$57.2K
VTC icon
620
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$2.17M 0.02%
23,734
+3,626
+18% +$335K
ARCC icon
621
Ares Capital
ARCC
$13.6B
$2.16M 0.02%
106,449
+3,155
+3% +$63.2K
HPQ icon
622
HP
HPQ
$26.1B
$2.16M 0.02%
78,872
+2,859
+4% +$82.1K
PMAY icon
623
Innovator US Equity Power Buffer ETF May
PMAY
$805M
$2.15M 0.02%
73,049
+4,771
+7% +$142K
ORLY icon
624
O'Reilly Automotive
ORLY
$75.3B
$2.15M 0.02%
52,755
+4,290
+9% +$172K
SHV icon
625
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$2.14M 0.02%
19,379
+194
+1% +$21.4K
23 24
25
26 27

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.