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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLR icon
601
Digital Realty Trust
DLR
$69.6B
$1.39M 0.02%
9,949
-1,483
-13% -$212K
J icon
602
Jacobs Solutions
J
$16B
$1.39M 0.02%
15,374
+319
+2% +$27K
LEG icon
603
Leggett & Platt
LEG
$1.4B
$1.39M 0.02%
31,286
+21,850
+232% +$937K
IAT icon
604
iShares US Regional Banks ETF
IAT
$673M
$1.38M 0.02%
+30,394
New +$1.23M
TRV icon
605
Travelers Companies
TRV
$81.1B
$1.37M 0.02%
9,786
-11
-0.1% -$1.41K
CSX icon
606
CSX Corp
CSX
$94B
$1.37M 0.02%
45,243
-414
-0.9% -$11.9K
LHX icon
607
L3Harris
LHX
$55.4B
$1.37M 0.02%
7,240
+2,814
+64% +$515K
VXX icon
608
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
$1.36M 0.02%
1,270
+684
+117% +$889K
SUB icon
609
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.36M 0.02%
12,615
+2,665
+27% +$288K
BCE icon
610
BCE
BCE
$20.8B
$1.36M 0.02%
31,851
-6,337
-17% -$271K
VNQI icon
611
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$1.36M 0.02%
25,016
-1,634
-6% -$84.2K
VEU icon
612
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$1.36M 0.02%
23,254
+13,929
+149% +$759K
BBY icon
613
Best Buy
BBY
$19B
$1.35M 0.02%
13,541
-22,313
-62% -$2.5M
FSK icon
614
FS KKR Capital
FSK
$3.01B
$1.34M 0.02%
81,140
+11,662
+17% +$194K
MXL icon
615
MaxLinear
MXL
$5.19B
$1.34M 0.02%
+35,119
New +$1.02M
LULU icon
616
lululemon athletica
LULU
$13.5B
$1.33M 0.02%
3,833
+1,636
+74% +$568K
STE icon
617
Steris
STE
$22.9B
$1.33M 0.02%
7,037
-72
-1% -$13.4K
WEC icon
618
WEC Energy
WEC
$36.3B
$1.33M 0.02%
14,436
-8,281
-36% -$806K
EL icon
619
Estee Lauder
EL
$30.4B
$1.33M 0.02%
4,983
-2,632
-35% -$633K
AOR icon
620
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.61B
$1.32M 0.02%
25,354
+7,392
+41% +$372K
FEX icon
621
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$1.32M 0.02%
17,991
+2,395
+15% +$165K
GLDM icon
622
SPDR Gold MiniShares Trust
GLDM
$27.5B
$1.32M 0.02%
34,819
+23,399
+205% +$875K
FTSL icon
623
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$1.32M 0.01%
27,645
+533
+2% +$24.9K
HYLB icon
624
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$1.31M 0.01%
32,685
-5,706
-15% -$224K
AON icon
625
Aon
AON
$80.6B
$1.31M 0.01%
6,196
-9
-0.1% -$1.84K
23 24
25
26 27

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.