We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMG icon
601
Chipotle Mexican Grill
CMG
$43.9B
$1.14M 0.02%
45,800
-15,150
-25% -$365K
BNY
602
Bank of New York Mellon
BNY
$103B
$1.14M 0.02%
33,046
-25,391
-43% -$924K
SMMV icon
603
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$291M
$1.13M 0.02%
38,553
+2,584
+7% +$77.2K
IMCG icon
604
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.88B
$1.13M 0.02%
21,066
+1,020
+5% +$53.2K
CMI icon
605
Cummins
CMI
$83.6B
$1.12M 0.02%
5,318
+40
+0.8% +$7.97K
DD icon
606
DuPont de Nemours
DD
$18.6B
$1.12M 0.02%
16,123
-279
-2% -$19.6K
AFL icon
607
Aflac
AFL
$65.5B
$1.12M 0.02%
30,872
-151
-0.5% -$5.5K
DFS
608
DELISTED
Discover Financial Services
DFS
$1.12M 0.02%
19,309
-312
-2% -$16.3K
BNDW icon
609
Vanguard Total World Bond ETF
BNDW
$1.88B
$1.11M 0.02%
13,582
+288
+2% +$23.6K
TFX icon
610
Teleflex
TFX
$5.96B
$1.11M 0.02%
+3,264
New +$1.21M
FSK icon
611
FS KKR Capital
FSK
$3.01B
$1.1M 0.02%
69,478
-12,033
-15% -$188K
WRK
612
DELISTED
WestRock Company
WRK
$1.1M 0.02%
31,677
+1,904
+6% +$58.8K
PAYC icon
613
Paycom
PAYC
$7.88B
$1.1M 0.02%
3,525
+421
+14% +$123K
OUSA icon
614
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$751M
$1.1M 0.02%
30,217
+20,537
+212% +$732K
FISR icon
615
State Street Fixed Income Sector Rotation ETF
FISR
$489M
$1.09M 0.02%
34,183
-4,417
-11% -$142K
WBA
616
DELISTED
Walgreens Boots Alliance
WBA
$1.09M 0.02%
30,483
+2,025
+7% +$79.2K
AEE icon
617
Ameren
AEE
$30.4B
$1.09M 0.02%
13,782
-1,336
-9% -$105K
SUB icon
618
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.08M 0.02%
9,950
+2,442
+33% +$264K
LOGI icon
619
Logitech
LOGI
$14.8B
$1.07M 0.02%
13,832
+436
+3% +$31.2K
DJP icon
620
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$801M
$1.06M 0.02%
54,583
+7,172
+15% +$138K
TRV icon
621
Travelers Companies
TRV
$81.1B
$1.06M 0.02%
9,797
-637
-6% -$73K
LH icon
622
Labcorp
LH
$25.2B
$1.05M 0.02%
6,510
-500
-7% -$79.2K
FUTY icon
623
Fidelity MSCI Utilities Index ETF
FUTY
$2.34B
$1.04M 0.01%
27,341
+996
+4% +$38K
COHR
624
DELISTED
Coherent Inc
COHR
$1.04M 0.01%
9,348
+37
+0.4% +$4.48K
FVRR icon
625
Fiverr
FVRR
$331M
$1.03M 0.01%
7,442
-1,900
-20% -$204K
23 24
25
26 27

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.