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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLN icon
601
WisdomTree US LargeCap Dividend Fund
DLN
$6.26B
$747K 0.02%
+14,098
New +$718K
FTC icon
602
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$747K 0.02%
10,241
+3,777
+58% +$267K
IMCB icon
603
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$747K 0.02%
14,256
-20,372
-59% -$1.03M
PARA
604
DELISTED
Paramount Global Class B
PARA
$743K 0.02%
17,710
-6,128
-26% -$237K
ODFL icon
605
Old Dominion Freight Line
ODFL
$47.3B
$734K 0.02%
+11,610
New +$713K
VEU icon
606
Vanguard FTSE All-World ex-US ETF
VEU
$65.9B
$732K 0.02%
13,619
+666
+5% +$34.6K
OHI icon
607
Omega Healthcare
OHI
$15.3B
$731K 0.02%
17,257
+1,380
+9% +$58.4K
TOTL icon
608
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$727K 0.02%
14,832
+5,425
+58% +$266K
BSCN
609
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$727K 0.02%
34,104
+5,807
+21% +$124K
AGNC icon
610
AGNC Investment
AGNC
$12.4B
$723K 0.02%
40,898
-60,642
-60% -$1.03M
RWX icon
611
State Street SPDR Dow Jones International Real Estate ETF
RWX
$266M
$723K 0.02%
18,626
+6,530
+54% +$263K
DFS
612
DELISTED
Discover Financial Services
DFS
$721K 0.02%
8,499
+2,782
+49% +$229K
SWKS icon
613
Skyworks Solutions
SWKS
$9.57B
$721K 0.02%
+5,968
New +$586K
YOLO icon
614
AdvisorShares Pure Cannabis ETF
YOLO
$30.4M
$721K 0.02%
+60,254
New +$773K
PGR icon
615
Progressive
PGR
$126B
$719K 0.02%
9,930
+4,458
+81% +$321K
VEEV icon
616
Veeva Systems
VEEV
$31.7B
$719K 0.02%
5,115
+2,313
+83% +$340K
RITM icon
617
Rithm Capital
RITM
$5.16B
$717K 0.02%
44,531
+4,203
+10% +$66K
EPR icon
618
EPR Properties
EPR
$4.87B
$715K 0.02%
10,127
+1,446
+17% +$107K
BTI icon
619
British American Tobacco
BTI
$131B
$713K 0.02%
16,802
+4,240
+34% +$160K
BALL icon
620
Ball Corp
BALL
$17.3B
$710K 0.02%
10,974
+464
+4% +$31.4K
FBT icon
621
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.82B
$708K 0.02%
4,763
+340
+8% +$46.7K
KBWP icon
622
Invesco KBW Property & Casualty Insurance ETF
KBWP
$270M
$706K 0.02%
9,889
+5,214
+112% +$370K
ZTS icon
623
Zoetis
ZTS
$32.3B
$705K 0.02%
5,327
+50
+0.9% +$6.21K
DSL
624
DoubleLine Income Solutions Fund
DSL
$1.22B
$700K 0.02%
35,436
-1,084
-3% -$21.5K
FQAL icon
625
Fidelity Quality Factor ETF
FQAL
$1.41B
$699K 0.02%
+18,531
New +$671K
23 24
25
26 27

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.