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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWO icon
601
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$522K 0.02%
10,065
+647
+7% +$32.9K
GM icon
602
General Motors
GM
$77.4B
$521K 0.02%
13,914
+1,415
+11% +$54.4K
NEWT icon
603
NewtekOne
NEWT
$411M
$521K 0.02%
23,069
+2,625
+13% +$58.2K
NUE icon
604
Nucor
NUE
$55.7B
$521K 0.02%
10,237
-4
-0% -$209
TSCO icon
605
Tractor Supply
TSCO
$16.8B
$520K 0.02%
28,745
-28,760
-50% -$596K
CRBP icon
606
Corbus Pharmaceuticals
CRBP
$170M
$518K 0.02%
3,543
-89
-2% -$15.5K
LNC icon
607
Lincoln National
LNC
$7.88B
$516K 0.01%
8,549
-228
-3% -$13.6K
SPGP icon
608
Invesco S&P 500 GARP ETF
SPGP
$2.21B
$515K 0.01%
9,120
-250
-3% -$14K
DJP icon
609
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$796M
$514K 0.01%
23,589
+188
+0.8% +$4.12K
MAIN icon
610
Main Street Capital
MAIN
$5.01B
$514K 0.01%
11,895
-2,684
-18% -$115K
UNM icon
611
Unum
UNM
$13.8B
$513K 0.01%
17,248
+2,952
+21% +$87.7K
RHP icon
612
Ryman Hospitality Properties
RHP
$8.47B
$512K 0.01%
6,254
-2,001
-24% -$158K
CLW icon
613
Clearwater Paper
CLW
$280M
$510K 0.01%
24,133
-7,799
-24% -$139K
ALL icon
614
Allstate
ALL
$67.3B
$503K 0.01%
4,626
+1,085
+31% +$113K
ARKW icon
615
ARK Web x.0 ETF
ARKW
$1.64B
$500K 0.01%
10,271
+2,623
+34% +$134K
DDWM icon
616
WisdomTree Dynamic International Equity Fund
DDWM
$1.47B
$494K 0.01%
+17,142
New +$489K
PSL icon
617
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.5M
$493K 0.01%
6,840
+1,914
+39% +$141K
ATO icon
618
Atmos Energy
ATO
$29.8B
$490K 0.01%
4,302
-329
-7% -$36K
AWF
619
AllianceBernstein Global High Income Fund
AWF
$868M
$489K 0.01%
40,753
+24,644
+153% +$292K
SLB icon
620
SLB Ltd
SLB
$77.6B
$489K 0.01%
14,300
-3,366
-19% -$123K
MINT icon
621
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$486K 0.01%
4,782
-444
-8% -$45.1K
UTG icon
622
Reaves Utility Income Fund
UTG
$3.63B
$481K 0.01%
+13,097
New +$477K
DHI icon
623
D.R. Horton
DHI
$41.1B
$480K 0.01%
9,113
-652
-7% -$31.1K
RWX icon
624
State Street SPDR Dow Jones International Real Estate ETF
RWX
$266M
$478K 0.01%
12,096
+1,460
+14% +$56.8K
VT icon
625
Vanguard Total World Stock ETF
VT
$76.2B
$477K 0.01%
6,370
-444
-7% -$33.2K
23 24
25
26 27

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.