AWM

AE Wealth Management Portfolio holdings

AUM $13.7B
1-Year Return 15.84%
This Quarter Return
+11.24%
1 Year Return
+15.84%
3 Year Return
+55.42%
5 Year Return
+87.55%
10 Year Return
–
AUM
$1.44B
AUM Growth
+$855M
Cap. Flow
+$790M
Cap. Flow %
54.89%
Top 10 Hldgs %
26.88%
Holding
666
New
193
Increased
287
Reduced
139
Closed
31

Top Buys

1
VOO icon
Vanguard S&P 500 ETF
VOO
$113M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
$42.2M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
$35M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$28.6M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$25.6M

Top Sells

1
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.85M
2
NFLT icon
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$1.74M
3
VSHY icon
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$1.52M
4
XLK icon
Technology Select Sector SPDR Fund
XLK
$1.51M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$1.29M

Sector Composition

1 Technology 5.27%
2 Healthcare 3.82%
3 Industrials 3.3%
4 Consumer Staples 3.23%
5 Financials 3.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACB
601
Aurora Cannabis
ACB
$276M
$189K 0.01%
174
+49
+39% +$53.2K
LCI
602
DELISTED
Lannett Company, Inc.
LCI
$188K 0.01%
+5,959
New +$188K
SNCR icon
603
Synchronoss Technologies
SNCR
$61.8M
$183K 0.01%
+3,343
New +$183K
BDJ icon
604
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$180K 0.01%
21,005
+2,224
+12% +$19.1K
SPFF icon
605
Global X SuperIncome Preferred ETF
SPFF
$135M
$174K 0.01%
14,992
-12,072
-45% -$140K
USA icon
606
Liberty All-Star Equity Fund
USA
$1.94B
$169K 0.01%
+27,609
New +$169K
RF icon
607
Regions Financial
RF
$24.1B
$166K 0.01%
11,709
+381
+3% +$5.4K
SAUC
608
DELISTED
Diversified Restaurant Holdings, Inc. Common stock
SAUC
$164K 0.01%
178,960
– –
CBB
609
DELISTED
Cincinnati Bell Inc.
CBB
$158K 0.01%
+16,537
New +$158K
TTMI icon
610
TTM Technologies
TTMI
$4.93B
$153K 0.01%
+13,052
New +$153K
BRG
611
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$146K 0.01%
+13,508
New +$146K
JPC icon
612
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$134K 0.01%
14,028
– –
CMO
613
DELISTED
Capstead Mortgage Corp.
CMO
$133K 0.01%
+15,462
New +$133K
DHC
614
Diversified Healthcare Trust
DHC
$995M
$132K 0.01%
+11,192
New +$132K
EVN
615
Eaton Vance Municipal Income Trust
EVN
$424M
$125K 0.01%
+10,252
New +$125K
LFT
616
Lument Finance Trust
LFT
$122M
$112K 0.01%
+32,055
New +$112K
FPI
617
Farmland Partners
FPI
$473M
$98K 0.01%
+15,355
New +$98K
PMM
618
Putnam Managed Municipal Income
PMM
$257M
$91K 0.01%
12,100
– –
STAF
619
DELISTED
Staffing 360 Solutions, Inc. Common Stock (DE)
STAF
$87K 0.01%
98
+10
+11% +$8.88K
PSEC icon
620
Prospect Capital
PSEC
$1.34B
$79K 0.01%
12,180
-632
-5% -$4.1K
NIO icon
621
NIO
NIO
$13.4B
$66K ﹤0.01%
+12,956
New +$66K
WIT icon
622
Wipro
WIT
$28.6B
$66K ﹤0.01%
+33,406
New +$66K
S
623
DELISTED
Sprint Corporation
S
$58K ﹤0.01%
+10,271
New +$58K
ENZ
624
DELISTED
Enzo Biochem, Inc.
ENZ
$55K ﹤0.01%
+20,000
New +$55K
NAT icon
625
Nordic American Tanker
NAT
$692M
$51K ﹤0.01%
25,316
-788
-3% -$1.59K
23 24
25
26 27