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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USO icon
601
United States Oil Fund
USO
$2.45B
– –
-1,270
Closed -$158K
VAW icon
602
Vanguard Materials ETF
VAW
$3B
– –
-1,568
Closed -$206K
VFC icon
603
VF Corp
VFC
$6.68B
– –
-2,808
Closed -$247K
VIS icon
604
Vanguard Industrials ETF
VIS
$8.23B
– –
-2,325
Closed -$344K
VNQI icon
605
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
– –
-3,625
Closed -$204K
VOX icon
606
Vanguard Communication Services ETF
VOX
$5.53B
– –
-2,842
Closed -$247K
VRP icon
607
Invesco Variable Rate Preferred ETF
VRP
$2.99B
– –
-12,234
Closed -$305K
VTWG icon
608
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
– –
-2,425
Closed -$378K
VXF icon
609
Vanguard Extended Market ETF
VXF
$30.3B
– –
-3,115
Closed -$382K
XLRE icon
610
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
– –
-6,463
Closed -$211K
XMMO icon
611
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
– –
-5,798
Closed -$317K
XOP icon
612
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
– –
-1,966
Closed -$340K
YUM icon
613
CALL
Yum! Brands
YUM
$41B
– –
-1,000
Closed -$1K
ZTS icon
614
Zoetis
ZTS
$31.6B
– –
-2,744
Closed -$251K
AEL
615
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-11,307
Closed -$400K
RAD
616
DELISTED
Rite Aid Corporation
RAD
– –
-562
Closed -$14K
MMP
617
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-7,491
Closed -$507K
FIHD
618
DELISTED
UBS AG FI Enhanced Global High Yield ETN
FIHD
– –
-1,189
Closed -$206K
FLGE
619
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
– –
-2,646
Closed -$789K
RPAI
620
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-12,967
Closed -$158K
XEC
621
DELISTED
CIMAREX ENERGY CO
XEC
– –
-2,227
Closed -$207K
ALXN
622
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-2,656
Closed -$369K
DNR
623
DELISTED
Denbury Resources, Inc.
DNR
– –
-10,715
Closed -$66K
IBKC
624
DELISTED
IBERIABANK Corp
IBKC
– –
-8,979
Closed -$730K
CHK
625
DELISTED
Chesapeake Energy Corporation
CHK
– –
-59
Closed -$53K
22 23 24
25
26

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.