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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.42%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
+$348M
Cap. Flow
+$287M
Cap. Flow %
15.8%
Top 10 Hldgs %
35.29%
Holding
634
New
179
Increased
337
Reduced
84
Closed
30

Top Buys

Rank Stock Value
1
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$19.7M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$15.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$9.56M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.07M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$9.04M

Top Sells

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$57.4M
2
MLPA icon
Global X MLP ETF
MLPA
+$21.1M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.1M
4
LVHB
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
+$4.34M
5
GLD icon
SPDR Gold Trust
GLD
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 3.85%
2 Energy 2.76%
3 Healthcare 2.55%
4 Industrials 2.34%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
601
CALL
Mastercard
MA
$477B
$1K ﹤0.01%
+200
New +$41.7K
META icon
602
CALL
Meta Platforms (Facebook)
META
$1.51T
$1K ﹤0.01%
+100
New +$18.1K
YUM icon
603
CALL
Yum! Brands
YUM
$41B
$1K ﹤0.01%
+1,000
New +$83.4K
AMP icon
604
Ameriprise Financial
AMP
$46.8B
– –
-1,626
Closed -$227K
AON icon
605
Aon
AON
$77.3B
– –
-2,263
Closed -$310K
BABA icon
606
PUT
Alibaba
BABA
$269B
– –
-1,000
Closed -$1K
DBA icon
607
Invesco DB Agriculture Fund
DBA
$1.26B
– –
-85,655
Closed -$1.54M
DBB icon
608
Invesco DB Base Metals Fund
DBB
$306M
– –
-86,899
Closed -$1.53M
DBEM icon
609
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$105M
– –
-9,109
Closed -$211K
EELV icon
610
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$427M
– –
-9,112
Closed -$220K
FXO icon
611
First Trust Financials AlphaDEX Fund
FXO
$1.12B
– –
-7,169
Closed -$225K
HEEM icon
612
iShares Currency Hedged MSCI Emerging Markets
HEEM
$270M
– –
-17,897
Closed -$458K
HEFA icon
613
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
– –
-12,312
Closed -$365K
ICF icon
614
iShares Select U.S. REIT ETF
ICF
$2.12B
– –
-4,880
Closed -$244K
IP icon
615
International Paper
IP
$22.3B
– –
-4,331
Closed -$214K
IWC icon
616
iShares Micro-Cap ETF
IWC
$1.43B
– –
-3,549
Closed -$375K
JCI icon
617
Johnson Controls International
JCI
$87.5B
– –
-8,866
Closed -$297K
MELI icon
618
Mercado Libre
MELI
$91.3B
– –
-1,736
Closed -$519K
MUFG icon
619
Mitsubishi UFJ Financial
MUFG
$258B
– –
-11,710
Closed -$66K
NVG icon
620
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
– –
-21,709
Closed -$317K
PCY icon
621
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-7,640
Closed -$203K
PFE icon
622
CALL
Pfizer
PFE
$140B
– –
-422
Closed -$1K
PGR icon
623
Progressive
PGR
$124B
– –
-6,025
Closed -$356K
PML
624
PIMCO Municipal Income Fund II
PML
$485M
– –
-11,336
Closed -$148K
QQQ icon
625
CALL
Invesco QQQ Trust
QQQ
$455B
– –
-400
Closed -$1K
22 23 24
25
26

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, AE Wealth Management held 634 positions worth $1.82B, up 24% from $1.47B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

AE Wealth Management deployed $287M of net new capital in Q3 2018, opening 179 new positions and adding to 337 existing holdings. Its largest new stake was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, up from 3.1% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was VanEck Fallen Angel High Yield Bond ETF, an estimated $57.4M trimmed.

  • AE Wealth Management's largest Q3 2018 buy was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.
  • AE Wealth Management added most to Vanguard Long-Term Treasury ETF in Q3 2018, an estimated $19.7M increase.
  • AE Wealth Management's biggest Q3 2018 reduction was VanEck Fallen Angel High Yield Bond ETF, cutting an estimated $57.4M.
  • AE Wealth Management fully exited Invesco DB Agriculture Fund in Q3 2018, selling an estimated $1.54M.
  • AE Wealth Management's ten largest holdings make up 35% of its $1.82B portfolio in Q3 2018.
  • AE Wealth Management opened 179 new positions and closed 30 in Q3 2018.
  • AE Wealth Management's portfolio value rose 24% quarter-over-quarter to $1.82B.

Based on AE Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.