We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHH icon
576
Schwab US REIT ETF
SCHH
$11.7B
$2.51M 0.02%
109,948
+66,326
+152% +$1.58M
QLTA icon
577
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.25B
$2.5M 0.02%
44,442
+1,707
+4% +$97.5K
FXL icon
578
First Trust Technology AlphaDEX Fund
FXL
$2.43B
$2.48M 0.02%
20,218
+2,220
+12% +$279K
IAI icon
579
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$2.46M 0.02%
23,597
+3,681
+18% +$388K
BBY icon
580
Best Buy
BBY
$19.1B
$2.45M 0.02%
23,148
+2,541
+12% +$285K
BX icon
581
Blackstone
BX
$103B
$2.45M 0.02%
21,022
+2,074
+11% +$241K
IGEB icon
582
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$2.44M 0.02%
45,403
+38,948
+603% +$2.12M
PNW icon
583
Pinnacle West Capital
PNW
$12.6B
$2.44M 0.02%
33,695
+8,365
+33% +$663K
FISR icon
584
State Street Fixed Income Sector Rotation ETF
FISR
$490M
$2.44M 0.02%
78,337
+31,800
+68% +$1M
HOLX
585
DELISTED
Hologic
HOLX
$2.44M 0.02%
32,985
-321
-1% -$24.1K
IQLT icon
586
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$2.43M 0.02%
+64,239
New +$2.54M
VOX icon
587
Vanguard Communication Services ETF
VOX
$5.68B
$2.42M 0.02%
17,224
+5,969
+53% +$867K
DOX icon
588
Amdocs
DOX
$6.01B
$2.4M 0.02%
31,764
+3,546
+13% +$274K
CSX icon
589
CSX Corp
CSX
$93.6B
$2.39M 0.02%
80,446
+5,163
+7% +$165K
SOXX icon
590
iShares Semiconductor ETF
SOXX
$39B
$2.38M 0.02%
16,008
+1,668
+12% +$254K
HISF icon
591
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.8M
$2.37M 0.02%
48,126
+3,003
+7% +$151K
TDOC icon
592
Teladoc Health
TDOC
$1.68B
$2.35M 0.02%
18,564
-9,558
-34% -$1.39M
MS icon
593
Morgan Stanley
MS
$323B
$2.35M 0.02%
24,159
+60
+0.2% +$5.95K
BKLN icon
594
Invesco Senior Loan ETF
BKLN
$6.97B
$2.34M 0.02%
105,794
+52,140
+97% +$1.15M
USB icon
595
US Bancorp
USB
$99.4B
$2.33M 0.02%
39,230
+3,955
+11% +$225K
ZM icon
596
Zoom
ZM
$27B
$2.33M 0.02%
8,915
+3,716
+71% +$1.25M
O icon
597
Realty Income
O
$61.4B
$2.33M 0.02%
37,036
+8,705
+31% +$588K
VEU icon
598
Vanguard FTSE All-World ex-US ETF
VEU
$64.9B
$2.32M 0.02%
38,129
+1,033
+3% +$65K
ITB icon
599
iShares US Home Construction ETF
ITB
$2.34B
$2.32M 0.02%
35,050
+1,564
+5% +$110K
PANW icon
600
Palo Alto Networks
PANW
$257B
$2.32M 0.02%
29,058
+13,866
+91% +$974K
22 23
24
25 26

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.