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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPWR icon
576
Monolithic Power Systems
MPWR
$61.4B
$1.23M 0.02%
+4,383
New +$1.14M
EXC icon
577
Exelon
EXC
$48.1B
$1.23M 0.02%
48,042
+5,386
+13% +$143K
BKNG icon
578
Booking.com
BKNG
$156B
$1.22M 0.02%
17,800
-350
-2% -$24.6K
MDB icon
579
MongoDB
MDB
$25.8B
$1.22M 0.02%
5,259
-5,158
-50% -$1.12M
FMHI icon
580
First Trust Municipal High Income ETF
FMHI
$991M
$1.21M 0.02%
23,433
-65
-0.3% -$3.37K
VOD icon
581
Vodafone
VOD
$37.1B
$1.21M 0.02%
90,141
-4,542
-5% -$68.5K
DVA icon
582
DaVita
DVA
$15.5B
$1.2M 0.02%
14,006
+1,626
+13% +$139K
REGN icon
583
Regeneron Pharmaceuticals
REGN
$72.9B
$1.2M 0.02%
2,140
+236
+12% +$143K
VRTX icon
584
Vertex Pharmaceuticals
VRTX
$123B
$1.2M 0.02%
4,404
+2,111
+92% +$582K
BTI icon
585
British American Tobacco
BTI
$136B
$1.19M 0.02%
33,001
+5,807
+21% +$203K
ENPH icon
586
Enphase Energy
ENPH
$4.63B
$1.19M 0.02%
+14,391
New +$964K
AIVL icon
587
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
$1.18M 0.02%
15,669
-17,849
-53% -$1.36M
CSX icon
588
CSX Corp
CSX
$94B
$1.18M 0.02%
45,657
+4,893
+12% +$121K
KDP icon
589
Keurig Dr Pepper
KDP
$42.8B
$1.18M 0.02%
42,662
+23,993
+129% +$703K
CM icon
590
Canadian Imperial Bank of Commerce
CM
$106B
$1.17M 0.02%
31,430
-4,928
-14% -$180K
EUHY
591
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$239M
$1.17M 0.02%
22,323
-283
-1% -$14.8K
ACWX icon
592
iShares MSCI ACWI ex US ETF
ACWX
$11.2B
$1.16M 0.02%
25,321
-401
-2% -$18.5K
SRCL
593
DELISTED
Stericycle Inc
SRCL
$1.16M 0.02%
18,406
+619
+3% +$38K
J icon
594
Jacobs Solutions
J
$16B
$1.16M 0.02%
15,055
+1,759
+13% +$129K
USA icon
595
Liberty All-Star Equity Fund
USA
$1.78B
$1.15M 0.02%
192,084
-30,817
-14% -$184K
EEM icon
596
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$1.14M 0.02%
25,942
+5,660
+28% +$248K
SPTM icon
597
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$1.14M 0.02%
27,942
-91,491
-77% -$3.71M
IRM icon
598
Iron Mountain
IRM
$35.9B
$1.14M 0.02%
42,579
-36,218
-46% -$1.03M
SCHF icon
599
Schwab International Equity ETF
SCHF
$64.9B
$1.14M 0.02%
72,700
+5,884
+9% +$92.4K
HR icon
600
Healthcare Realty
HR
$7.56B
$1.14M 0.02%
43,845
+6,104
+16% +$160K
22 23
24
25 26

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.