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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSB
576
DELISTED
Franklin Financial Network, Inc.
FSB
$706K 0.02%
34,634
-345
-1% -$11K
IXUS icon
577
iShares Core MSCI Total International Stock ETF
IXUS
$58.4B
$702K 0.02%
14,923
+7,630
+105% +$431K
BALL icon
578
Ball Corp
BALL
$17.4B
$697K 0.02%
10,773
-201
-2% -$14.1K
KBWP icon
579
Invesco KBW Property & Casualty Insurance ETF
KBWP
$269M
$697K 0.02%
13,120
+3,231
+33% +$215K
EDV icon
580
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
$696K 0.02%
4,153
+1,275
+44% +$188K
DISCK
581
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$690K 0.02%
39,346
-3,004
-7% -$77.5K
SLV icon
582
iShares Silver Trust
SLV
$28.6B
$689K 0.02%
52,832
-14,995
-22% -$236K
HPE icon
583
Hewlett Packard
HPE
$62.4B
$686K 0.02%
70,642
+10,722
+18% +$140K
IGOV icon
584
iShares International Treasury Bond ETF
IGOV
$1.53B
$685K 0.02%
13,884
-84,835
-86% -$4.24M
BGR icon
585
BlackRock Energy and Resources Trust
BGR
$417M
$684K 0.02%
+108,558
New +$1.08M
PEG icon
586
Public Service Enterprise Group
PEG
$38.6B
$683K 0.02%
15,218
-2,579
-14% -$139K
SDY icon
587
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$683K 0.02%
8,556
-1,839
-18% -$181K
PFM icon
588
Invesco Dividend Achievers ETF
PFM
$792M
$682K 0.02%
+27,663
New +$803K
REGN icon
589
Regeneron Pharmaceuticals
REGN
$76B
$679K 0.02%
1,390
+808
+139% +$333K
DD icon
590
DuPont de Nemours
DD
$18.7B
$677K 0.02%
15,819
-7,304
-32% -$447K
HUBB icon
591
Hubbell
HUBB
$25B
$676K 0.02%
5,890
+2,564
+77% +$346K
ISHG icon
592
iShares 1-3 Year International Treasury Bond ETF
ISHG
$837M
$676K 0.02%
+8,755
New +$682K
BSCN
593
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$676K 0.02%
32,599
-1,505
-4% -$31.8K
BSCL
594
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$673K 0.02%
32,074
-9,180
-22% -$194K
CP icon
595
Canadian Pacific Kansas City
CP
$77.5B
$672K 0.02%
15,295
-13,270
-46% -$653K
TER icon
596
Teradyne
TER
$57.2B
$672K 0.02%
12,407
-11,052
-47% -$701K
XYZ
597
Block Inc
XYZ
$49.2B
$669K 0.02%
12,764
+2,163
+20% +$148K
CMI icon
598
Cummins
CMI
$87.3B
$667K 0.02%
4,926
+490
+11% +$76.4K
CCK icon
599
Crown Holdings
CCK
$12.9B
$666K 0.02%
+11,483
New +$799K
INCY icon
600
Incyte
INCY
$24.9B
$660K 0.02%
+9,018
New +$681K
22 23
24
25 26

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.