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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOS icon
576
A.O. Smith
AOS
$8.58B
$811K 0.02%
17,028
+2,656
+18% +$129K
INGR icon
577
Ingredion
INGR
$6.43B
$809K 0.02%
+8,708
New +$732K
ZION icon
578
Zions Bancorporation
ZION
$10B
$807K 0.02%
15,536
-1,160
-7% -$56.3K
EDIT icon
579
Editas Medicine
EDIT
$416M
$804K 0.02%
27,149
+7,706
+40% +$192K
SPTS icon
580
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$801K 0.02%
26,729
+963
+4% +$28.9K
PTC icon
581
PTC
PTC
$14.4B
$800K 0.02%
+10,682
New +$760K
PSR icon
582
Invesco Active US Real Estate Fund
PSR
$60.4M
$798K 0.02%
8,336
+374
+5% +$35.7K
FTXL icon
583
First Trust Nasdaq Semiconductor ETF
FTXL
$2.19B
$795K 0.02%
+19,297
New +$732K
CMI icon
584
Cummins
CMI
$90.9B
$794K 0.02%
4,436
+390
+10% +$68.6K
IMTM icon
585
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.1B
$788K 0.02%
25,273
+14,096
+126% +$425K
MTN icon
586
Vail Resorts
MTN
$5.29B
$783K 0.02%
3,264
+24
+0.7% +$5.68K
SPGI icon
587
S&P Global
SPGI
$130B
$778K 0.02%
2,849
+1,693
+146% +$440K
EW icon
588
Edwards Lifesciences
EW
$47.9B
$777K 0.02%
9,996
+3,603
+56% +$281K
ADI icon
589
Analog Devices
ADI
$182B
$774K 0.02%
6,512
+2,779
+74% +$313K
LNT icon
590
Alliant Energy
LNT
$19.1B
$774K 0.02%
14,148
+7,900
+126% +$420K
OEC icon
591
Orion
OEC
$383M
$774K 0.02%
+40,110
New +$725K
XSLV icon
592
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
$767K 0.02%
+15,080
New +$754K
DHI icon
593
D.R. Horton
DHI
$41.2B
$765K 0.02%
14,507
+5,394
+59% +$288K
AGZ icon
594
iShares Agency Bond ETF
AGZ
$559M
$764K 0.02%
6,610
-590
-8% -$68.5K
BKNG icon
595
Booking.com
BKNG
$145B
$761K 0.02%
9,275
+1,750
+23% +$137K
CB icon
596
Chubb
CB
$139B
$759K 0.02%
4,878
+644
+15% +$98.5K
RWO icon
597
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$759K 0.02%
14,729
+4,664
+46% +$243K
WBD icon
598
Warner Bros
WBD
$63.5B
$756K 0.02%
23,079
+6,341
+38% +$191K
HDMV icon
599
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
$750K 0.02%
21,907
+2,360
+12% +$80K
DG icon
600
Dollar General
DG
$27.3B
$748K 0.02%
4,795
+1,422
+42% +$226K
22 23
24
25 26

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.