We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGL icon
576
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
– –
-13,914
Closed -$792K
RIGS icon
577
ALPS Strategic Income Fund
RIGS
$60.4M
– –
-17,667
Closed -$435K
ROL icon
578
Rollins
ROL
$18.6B
– –
-8,570
Closed -$231K
RPG icon
579
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
– –
-18,840
Closed -$453K
RSG icon
580
Republic Services
RSG
$66.7B
– –
-4,520
Closed -$328K
SCHH icon
581
Schwab US REIT ETF
SCHH
$11.7B
– –
-24,796
Closed -$517K
SECT icon
582
Main Sector Rotation ETF
SECT
$2.75B
– –
-226,055
Closed -$6.58M
SHYG icon
583
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
– –
-8,038
Closed -$378K
SLB icon
584
SLB Ltd
SLB
$77.8B
– –
-6,875
Closed -$419K
SLF icon
585
Sun Life Financial
SLF
$45.6B
– –
-5,661
Closed -$225K
SONY icon
586
Sony
SONY
$123B
– –
-16,845
Closed -$204K
SPYM
587
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
– –
-50,512
Closed -$1.72M
SPMD icon
588
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
– –
-25,620
Closed -$926K
SPTS icon
589
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
– –
-16,736
Closed -$493K
SPXU icon
590
ProShares UltraPro Short S&P 500
SPXU
$436M
– –
-87
Closed -$281K
STIP icon
591
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
– –
-8,423
Closed -$832K
STLD icon
592
Steel Dynamics
STLD
$35.6B
– –
-4,930
Closed -$223K
STWD icon
593
Starwood Property Trust
STWD
$6.12B
– –
-18,751
Closed -$404K
SWK icon
594
Stanley Black & Decker
SWK
$14.2B
– –
-1,834
Closed -$269K
TMUS icon
595
T-Mobile US
TMUS
$193B
– –
-5,693
Closed -$400K
TNK icon
596
Teekay Tankers
TNK
$2.63B
– –
-4,766
Closed -$38K
TROW icon
597
T. Rowe Price
TROW
$25B
– –
-2,076
Closed -$227K
TSN icon
598
Tyson Foods
TSN
$20.2B
– –
-5,031
Closed -$299K
UDOW icon
599
ProShares UltraPro Dow 30
UDOW
$849M
– –
-10,832
Closed -$296K
URI icon
600
United Rentals
URI
$71.1B
– –
-1,285
Closed -$210K
22 23
24
25 26

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.