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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.42%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
+$348M
Cap. Flow
+$287M
Cap. Flow %
15.8%
Top 10 Hldgs %
35.29%
Holding
634
New
179
Increased
337
Reduced
84
Closed
30

Top Buys

Rank Stock Value
1
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$19.7M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$15.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$9.56M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.07M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$9.04M

Top Sells

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$57.4M
2
MLPA icon
Global X MLP ETF
MLPA
+$21.1M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.1M
4
LVHB
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
+$4.34M
5
GLD icon
SPDR Gold Trust
GLD
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 3.85%
2 Energy 2.76%
3 Healthcare 2.55%
4 Industrials 2.34%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
576
Barrick Mining
B
$62.2B
$121K 0.01%
10,963
+296
+3% +$3.29K
STAF
577
DELISTED
Staffing 360 Solutions, Inc. Common Stock (DE)
STAF
$119K 0.01%
96
+1
+1% +$1.38K
LYG icon
578
Lloyds Banking Group
LYG
$87.4B
$91K 0.01%
29,863
+2,545
+9% +$8.16K
PMM
579
Franklin Managed Municipal Income Trust
PMM
$275M
$84K ﹤0.01%
12,100
– –
PSEC icon
580
Prospect Capital
PSEC
$1.06B
$78K ﹤0.01%
10,623
+235
+2% +$1.66K
DNR
581
DELISTED
Denbury Resources, Inc.
DNR
$66K ﹤0.01%
10,715
+572
+6% +$2.85K
NMM icon
582
Navios Maritime Partners
NMM
$2.25B
$63K ﹤0.01%
2,397
+180
+8% +$5.29K
NAT icon
583
Nordic American Tanker
NAT
$1.37B
$58K ﹤0.01%
+27,597
New +$63.5K
CHK
584
DELISTED
Chesapeake Energy Corporation
CHK
$53K ﹤0.01%
+59
New +$53.8K
FAX
585
abrdn Asia-Pacific Income Fund
FAX
$590M
$43K ﹤0.01%
+1,715
New +$43.6K
TNK icon
586
Teekay Tankers
TNK
$2.63B
$38K ﹤0.01%
+4,766
New +$39.5K
DHY
587
Credit Suisse High Yield Credit Fund
DHY
$238M
$32K ﹤0.01%
12,162
-3,486
-22% -$9.13K
UPL
588
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$28K ﹤0.01%
+24,654
New +$36.5K
WFT
589
DELISTED
Weatherford International plc
WFT
$28K ﹤0.01%
+10,406
New +$30.5K
IZEA icon
590
IZEA Worldwide
IZEA
$59.5M
$24K ﹤0.01%
+3,750
New +$22K
RAD
591
DELISTED
Rite Aid Corporation
RAD
$14K ﹤0.01%
+562
New +$17.3K
VLRX
592
DELISTED
VALERITAS HOLDINGS INC
VLRX
$13K ﹤0.01%
+500
New +$13.5K
LRCX icon
593
PUT
Lam Research
LRCX
$382B
$12K ﹤0.01%
+10,000
New +$171K
IVZ icon
594
PUT
Invesco
IVZ
$13.3B
$11K ﹤0.01%
+939
New +$23.5K
BLK icon
595
PUT
Blackrock
BLK
$164B
$9K ﹤0.01%
+1,000
New +$486K
TRX icon
596
TRX Gold Corp
TRX
$255M
$8K ﹤0.01%
+21,000
New +$8.47K
MU icon
597
CALL
Micron Technology
MU
$1.04T
$5K ﹤0.01%
+1,400
New +$70.6K
BBY icon
598
CALL
Best Buy
BBY
$18B
$3K ﹤0.01%
+400
New +$31K
CSCO icon
599
CALL
Cisco
CSCO
$450B
$2K ﹤0.01%
200
-200
-50% -$9K
ABBV icon
600
CALL
AbbVie
ABBV
$458B
$1K ﹤0.01%
+200
New +$19K
22 23
24
25 26

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, AE Wealth Management held 634 positions worth $1.82B, up 24% from $1.47B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

AE Wealth Management deployed $287M of net new capital in Q3 2018, opening 179 new positions and adding to 337 existing holdings. Its largest new stake was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, up from 3.1% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was VanEck Fallen Angel High Yield Bond ETF, an estimated $57.4M trimmed.

  • AE Wealth Management's largest Q3 2018 buy was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.
  • AE Wealth Management added most to Vanguard Long-Term Treasury ETF in Q3 2018, an estimated $19.7M increase.
  • AE Wealth Management's biggest Q3 2018 reduction was VanEck Fallen Angel High Yield Bond ETF, cutting an estimated $57.4M.
  • AE Wealth Management fully exited Invesco DB Agriculture Fund in Q3 2018, selling an estimated $1.54M.
  • AE Wealth Management's ten largest holdings make up 35% of its $1.82B portfolio in Q3 2018.
  • AE Wealth Management opened 179 new positions and closed 30 in Q3 2018.
  • AE Wealth Management's portfolio value rose 24% quarter-over-quarter to $1.82B.

Based on AE Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.