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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
551
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.41B
$4.87M 0.03%
55,451
-4,120
-7% -$371K
FICS icon
552
First Trust International Developed Capital Strength ETF
FICS
$217M
$4.86M 0.03%
161,711
+81,780
+102% +$2.58M
LULU icon
553
lululemon athletica
LULU
$13.6B
$4.85M 0.03%
12,580
+3,834
+44% +$1.46M
FNCL icon
554
Fidelity MSCI Financials Index ETF
FNCL
$2.38B
$4.84M 0.03%
103,867
+6,226
+6% +$301K
COMT icon
555
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$4.83M 0.03%
165,671
+25,542
+18% +$722K
AKAM icon
556
Akamai
AKAM
$16B
$4.79M 0.03%
44,955
-489
-1% -$48.7K
PNC icon
557
PNC Financial Services
PNC
$99.4B
$4.79M 0.03%
39,002
-1,488
-4% -$187K
MDY icon
558
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$4.79M 0.03%
10,485
-2,211
-17% -$1.06M
MRVL icon
559
Marvell Technology
MRVL
$150B
$4.78M 0.03%
88,356
-7,012
-7% -$414K
GNLX icon
560
Genelux
GNLX
$128M
$4.77M 0.03%
194,875
+181,618
+1,370% +$4.6M
DSEP icon
561
FT Vest US Equity Deep Buffer ETF September
DSEP
$348M
$4.76M 0.03%
139,676
+24,596
+21% +$848K
VTEB icon
562
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$4.72M 0.03%
98,217
+3,844
+4% +$190K
BRO icon
563
Brown & Brown
BRO
$25.2B
$4.7M 0.03%
67,239
-24
-0% -$1.71K
SPEM icon
564
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.8B
$4.69M 0.03%
139,743
+23,177
+20% +$801K
GNL icon
565
Global Net Lease
GNL
$1.87B
$4.65M 0.03%
483,550
+311,040
+180% +$3.35M
GILD icon
566
Gilead Sciences
GILD
$167B
$4.63M 0.03%
61,799
+5,954
+11% +$458K
IBND icon
567
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$455M
$4.6M 0.03%
169,720
+135,536
+396% +$3.84M
MISL icon
568
First Trust Indxx Aerospace & Defense ETF
MISL
$744M
$4.58M 0.03%
210,388
+19,976
+10% +$459K
EPS icon
569
WisdomTree US LargeCap Fund
EPS
$1.57B
$4.57M 0.03%
99,949
+2,984
+3% +$141K
QTEC icon
570
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.39B
$4.57M 0.03%
31,473
+9,801
+45% +$1.46M
TECK icon
571
Teck Resources
TECK
$28.4B
$4.53M 0.03%
105,081
-2,300
-2% -$95.3K
UGI icon
572
UGI
UGI
$7.85B
$4.52M 0.03%
196,677
+11,345
+6% +$282K
EDOW icon
573
First Trust Dow 30 Equal Weight ETF
EDOW
$314M
$4.52M 0.03%
+155,579
New +$4.7M
PJAN icon
574
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$4.46M 0.03%
128,125
-10,118
-7% -$357K
WY icon
575
Weyerhaeuser
WY
$17.6B
$4.45M 0.03%
145,296
-28,328
-16% -$932K
21 22
23
24 25

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.