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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APRT icon
551
AllianzIM U.S. Equity Buffer10 Apr ETF
APRT
$46M
$2.67M 0.02%
95,184
+14,347
+18% +$406K
BOND icon
552
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.41B
$2.67M 0.02%
24,126
+16,982
+238% +$1.89M
PSEP icon
553
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$2.66M 0.02%
91,509
+17,085
+23% +$505K
ATVI
554
DELISTED
Activision Blizzard
ATVI
$2.66M 0.02%
34,351
-2,923
-8% -$244K
NCLH icon
555
Norwegian Cruise Line
NCLH
$9.6B
$2.65M 0.02%
99,146
+20,549
+26% +$523K
ROST icon
556
Ross Stores
ROST
$80.3B
$2.65M 0.02%
24,309
+2,514
+12% +$301K
WY icon
557
Weyerhaeuser
WY
$17.6B
$2.64M 0.02%
74,120
-18,646
-20% -$653K
XRT icon
558
State Street SPDR S&P Retail ETF
XRT
$456M
$2.63M 0.02%
29,167
+41
+0.1% +$3.9K
XYL icon
559
Xylem
XYL
$28.5B
$2.63M 0.02%
+21,296
New +$2.74M
IGPT icon
560
Invesco AI and Next Gen Software ETF
IGPT
$1.09B
$2.63M 0.02%
54,918
+279
+0.5% +$14.4K
RSG icon
561
Republic Services
RSG
$67.4B
$2.63M 0.02%
21,867
+445
+2% +$53.2K
KHC icon
562
Kraft Heinz
KHC
$32.7B
$2.62M 0.02%
71,150
+2,551
+4% +$96K
OGE icon
563
OGE Energy
OGE
$10.1B
$2.61M 0.02%
79,051
+17,873
+29% +$617K
PTC icon
564
PTC
PTC
$14.9B
$2.6M 0.02%
21,692
+376
+2% +$50.1K
IGIB icon
565
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$2.6M 0.02%
43,200
+3,113
+8% +$189K
UPST icon
566
Upstart Holdings
UPST
$2.53B
$2.59M 0.02%
8,183
-1,541
-16% -$304K
BETZ icon
567
Roundhill Sports Betting & iGaming ETF
BETZ
$50.9M
$2.59M 0.02%
85,994
+69,115
+409% +$2.05M
MDLZ icon
568
Mondelez International
MDLZ
$84.1B
$2.59M 0.02%
44,462
+1,413
+3% +$87.9K
WSFS icon
569
WSFS Financial
WSFS
$4.19B
$2.56M 0.02%
49,945
– –
AZN icon
570
AstraZeneca
AZN
$271B
$2.56M 0.02%
21,293
+810
+4% +$94.3K
CM icon
571
Canadian Imperial Bank of Commerce
CM
$107B
$2.54M 0.02%
45,648
+5,974
+15% +$344K
GSG icon
572
iShares S&P GSCI Commodity-Indexed Trust
GSG
$997M
$2.54M 0.02%
150,595
-29,321
-16% -$469K
REGN icon
573
Regeneron Pharmaceuticals
REGN
$73.5B
$2.53M 0.02%
4,180
-169
-4% -$105K
STOR
574
DELISTED
STORE Capital Corporation
STOR
$2.52M 0.02%
78,787
+3,295
+4% +$117K
COIN icon
575
Coinbase
COIN
$43.6B
$2.51M 0.02%
11,044
-2,705
-20% -$666K
21 22
23
24 25

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.