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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCAR icon
551
PACCAR
PCAR
$70.5B
$1.64M 0.02%
28,442
-6
-0% -$352
USB icon
552
US Bancorp
USB
$97.9B
$1.63M 0.02%
34,995
+15,296
+78% +$647K
SECT icon
553
Main Sector Rotation ETF
SECT
$2.68B
$1.63M 0.02%
46,425
-5,690
-11% -$187K
FHN icon
554
First Horizon
FHN
$12.2B
$1.62M 0.02%
127,304
-82,847
-39% -$971K
PAYC icon
555
Paycom
PAYC
$7.88B
$1.62M 0.02%
3,586
+61
+2% +$24.3K
ZTS icon
556
Zoetis
ZTS
$32.7B
$1.61M 0.02%
9,755
-1,660
-15% -$270K
PANW icon
557
Palo Alto Networks
PANW
$256B
$1.61M 0.02%
27,198
-18,072
-40% -$844K
XEL icon
558
Xcel Energy
XEL
$49.2B
$1.61M 0.02%
24,141
-2,329
-9% -$162K
EFA icon
559
iShares MSCI EAFE ETF
EFA
$76.4B
$1.61M 0.02%
22,046
-10,916
-33% -$747K
FE icon
560
FirstEnergy
FE
$28.4B
$1.61M 0.02%
52,528
+6,584
+14% +$197K
DOX icon
561
Amdocs
DOX
$6.03B
$1.6M 0.02%
22,632
+5,323
+31% +$334K
GSG icon
562
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1B
$1.6M 0.02%
130,071
+13,857
+12% +$157K
IBB icon
563
iShares Biotechnology ETF
IBB
$9.45B
$1.6M 0.02%
10,548
-30
-0.3% -$4.29K
JQUA icon
564
JPMorgan US Quality Factor ETF
JQUA
$8.14B
$1.59M 0.02%
44,323
+768
+2% +$26.3K
APTV icon
565
Aptiv
APTV
$12.3B
$1.59M 0.02%
12,195
-1,943
-14% -$216K
VTRS icon
566
Viatris
VTRS
$20.8B
$1.58M 0.02%
+84,409
New +$1.38M
SMMV icon
567
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$291M
$1.58M 0.02%
46,541
+7,988
+21% +$254K
EVT icon
568
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$1.57M 0.02%
66,502
-9,649
-13% -$208K
IGV icon
569
iShares Expanded Tech-Software Sector ETF
IGV
$12.4B
$1.57M 0.02%
22,175
+2,140
+11% +$142K
ITB icon
570
iShares US Home Construction ETF
ITB
$2.32B
$1.57M 0.02%
28,118
+4,718
+20% +$266K
ARKF icon
571
ARK Blockchain & Fintech Innovation ETF
ARKF
$731M
$1.56M 0.02%
31,402
+19,405
+162% +$875K
CCK icon
572
Crown Holdings
CCK
$13B
$1.56M 0.02%
15,572
-2,361
-13% -$217K
ENPH icon
573
Enphase Energy
ENPH
$4.63B
$1.56M 0.02%
8,893
-5,498
-38% -$697K
RCL icon
574
Royal Caribbean
RCL
$86.5B
$1.55M 0.02%
20,756
-6,607
-24% -$461K
MCHP icon
575
Microchip Technology
MCHP
$38.8B
$1.55M 0.02%
22,406
+2,738
+14% +$170K
21 22
23
24 25

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
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AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.