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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITB icon
551
iShares US Home Construction ETF
ITB
$2.32B
$1.33M 0.02%
23,400
-2,875
-11% -$150K
UL icon
552
Unilever
UL
$142B
$1.32M 0.02%
19,080
-1,618
-8% -$108K
FE icon
553
FirstEnergy
FE
$28.4B
$1.32M 0.02%
45,944
+14,155
+45% +$444K
ROK icon
554
Rockwell Automation
ROK
$51.1B
$1.31M 0.02%
5,937
+2,700
+83% +$603K
GE icon
555
GE Aerospace
GE
$364B
$1.31M 0.02%
42,092
-958
-2% -$31.1K
ROKU icon
556
Roku
ROKU
$21.6B
$1.3M 0.02%
6,914
+2,541
+58% +$402K
APTV icon
557
Aptiv
APTV
$12.3B
$1.3M 0.02%
14,138
-541
-4% -$45.4K
VNQI icon
558
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$1.29M 0.02%
26,650
-301
-1% -$14.6K
LYB icon
559
LyondellBasell Industries
LYB
$19.5B
$1.29M 0.02%
18,334
+719
+4% +$49.7K
AON icon
560
Aon
AON
$80.6B
$1.28M 0.02%
6,205
+363
+6% +$72.5K
KMI icon
561
Kinder Morgan
KMI
$70.9B
$1.28M 0.02%
103,778
-73,828
-42% -$1.03M
SCHE icon
562
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$1.27M 0.02%
47,501
-16
-0% -$427
CEMB icon
563
iShares JPMorgan EM Corporate Bond ETF
CEMB
$398M
$1.27M 0.02%
24,548
+7,617
+45% +$394K
SPOT icon
564
Spotify
SPOT
$108B
$1.26M 0.02%
5,209
+4,103
+371% +$1.06M
AZO icon
565
AutoZone
AZO
$51.3B
$1.26M 0.02%
1,072
-309
-22% -$365K
W icon
566
Wayfair
W
$11.8B
$1.26M 0.02%
4,330
-895
-17% -$245K
ORLY icon
567
O'Reilly Automotive
ORLY
$75.1B
$1.26M 0.02%
40,950
+9,315
+29% +$283K
STE icon
568
Steris
STE
$22.9B
$1.25M 0.02%
7,109
+677
+11% +$108K
GSG icon
569
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1B
$1.25M 0.02%
116,214
+35,835
+45% +$388K
FTSL icon
570
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$1.25M 0.02%
27,112
-5,958
-18% -$275K
IGV icon
571
iShares Expanded Tech-Software Sector ETF
IGV
$12.4B
$1.25M 0.02%
20,035
+2,175
+12% +$131K
HSCZ icon
572
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$238M
$1.24M 0.02%
42,736
-250
-0.6% -$7.02K
LNT icon
573
Alliant Energy
LNT
$18.6B
$1.24M 0.02%
23,936
+648
+3% +$33.9K
FBIN icon
574
Fortune Brands Innovations
FBIN
$5.86B
$1.24M 0.02%
16,696
+12,382
+287% +$828K
XLG icon
575
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$1.24M 0.02%
47,140
+36,590
+347% +$945K
21 22
23
24 25

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.