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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTM icon
551
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$772K 0.02%
24,531
-168,079
-87% -$6.32M
UL icon
552
Unilever
UL
$141B
$766K 0.02%
+13,468
New +$845K
VSHY icon
553
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.9M
$765K 0.02%
35,498
-3,359
-9% -$78.7K
BIDU icon
554
Baidu
BIDU
$36.5B
$761K 0.02%
+7,554
New +$920K
IPAY icon
555
Amplify Mobile Payments ETF
IPAY
$173M
$756K 0.02%
20,277
-60,879
-75% -$2.91M
IMCG icon
556
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.93B
$754K 0.02%
20,748
-85,482
-80% -$3.63M
SPTI icon
557
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$748K 0.02%
22,575
-134,172
-86% -$4.27M
FTA icon
558
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$746K 0.02%
20,279
+2,430
+14% +$121K
BTI icon
559
British American Tobacco
BTI
$133B
$745K 0.02%
21,798
+4,996
+30% +$204K
INGR icon
560
Ingredion
INGR
$6.33B
$740K 0.02%
9,797
+1,089
+13% +$93.6K
DOCU
561
DocuSign
DOCU
$10.4B
$738K 0.02%
7,991
-279
-3% -$22.4K
ROST icon
562
Ross Stores
ROST
$81B
$736K 0.02%
8,467
+4,453
+111% +$476K
SLY
563
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$734K 0.02%
15,150
-3,800
-20% -$245K
PHO icon
564
Invesco Water Resources ETF
PHO
$2B
$726K 0.02%
23,160
+10,346
+81% +$384K
SCHH icon
565
Schwab US REIT ETF
SCHH
$11.5B
$726K 0.02%
44,358
-17,668
-28% -$377K
CBOE icon
566
Cboe Global Markets
CBOE
$31B
$724K 0.02%
+8,107
New +$907K
CB icon
567
Chubb
CB
$135B
$723K 0.02%
6,469
+1,591
+33% +$228K
HR icon
568
Healthcare Realty
HR
$7.46B
$722K 0.02%
29,744
+2,680
+10% +$81K
BPOP icon
569
Popular Inc
BPOP
$11.2B
$717K 0.02%
20,478
+12
+0.1% +$594
ET icon
570
Energy Transfer Partners
ET
$69.6B
$713K 0.02%
155,007
+4,533
+3% +$48.3K
USB icon
571
US Bancorp
USB
$98B
$713K 0.02%
20,692
+1,610
+8% +$77.6K
HRC
572
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$713K 0.02%
7,084
+1,212
+21% +$126K
AOR icon
573
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$712K 0.02%
17,213
-26,547
-61% -$1.22M
ZBH icon
574
Zimmer Biomet
ZBH
$18.4B
$710K 0.02%
+7,233
New +$948K
WHR icon
575
Whirlpool
WHR
$2.47B
$707K 0.02%
8,239
+2,077
+34% +$273K
21 22
23
24 25

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.