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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
551
Lam Research
LRCX
$382B
– –
-17,040
Closed -$258K
LRCX icon
552
PUT
Lam Research
LRCX
$382B
– –
-10,000
Closed -$12K
LYG icon
553
Lloyds Banking Group
LYG
$87.4B
– –
-29,863
Closed -$91K
MA icon
554
CALL
Mastercard
MA
$477B
– –
-200
Closed -$1K
MCHP icon
555
Microchip Technology
MCHP
$42.8B
– –
-10,682
Closed -$421K
META icon
556
CALL
Meta Platforms (Facebook)
META
$1.51T
– –
-100
Closed -$1K
MGV icon
557
Vanguard Mega Cap Value ETF
MGV
$13.2B
– –
-21,938
Closed -$1.76M
MU icon
558
CALL
Micron Technology
MU
$1.04T
– –
-1,400
Closed -$5K
NOBL icon
559
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
– –
-35,962
Closed -$1.2M
NTAP icon
560
NetApp
NTAP
$32.9B
– –
-3,856
Closed -$331K
NTRS icon
561
Northern Trust
NTRS
$22.2B
– –
-3,681
Closed -$376K
ONB icon
562
Old National Bancorp
ONB
$10.1B
– –
-10,084
Closed -$195K
ORI icon
563
Old Republic International
ORI
$10.3B
– –
-9,346
Closed -$209K
PCEF icon
564
Invesco CEF Income Composite ETF
PCEF
$812M
– –
-8,976
Closed -$205K
PDP icon
565
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
– –
-4,350
Closed -$259K
IFLN
566
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
– –
-13,897
Closed -$258K
PII icon
567
Polaris
PII
$4.15B
– –
-3,579
Closed -$361K
PKG icon
568
Packaging Corp of America
PKG
$22.7B
– –
-2,688
Closed -$295K
PLD icon
569
Prologis
PLD
$138B
– –
-4,342
Closed -$294K
PPG icon
570
PPG Industries
PPG
$25.9B
– –
-2,507
Closed -$274K
PRF icon
571
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
– –
-9,910
Closed -$235K
PVH icon
572
PVH
PVH
$3.71B
– –
-2,358
Closed -$340K
PWB icon
573
Invesco Large Cap Growth ETF
PWB
$2.29B
– –
-5,039
Closed -$243K
PWV icon
574
Invesco Large Cap Value ETF
PWV
$1.66B
– –
-9,907
Closed -$370K
QYLD icon
575
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
– –
-8,473
Closed -$213K
21 22
23
24 25

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.