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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.42%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
+$348M
Cap. Flow
+$287M
Cap. Flow %
15.8%
Top 10 Hldgs %
35.29%
Holding
634
New
179
Increased
337
Reduced
84
Closed
30

Top Buys

Rank Stock Value
1
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$19.7M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$15.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$9.56M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.07M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$9.04M

Top Sells

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$57.4M
2
MLPA icon
Global X MLP ETF
MLPA
+$21.1M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.1M
4
LVHB
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
+$4.34M
5
GLD icon
SPDR Gold Trust
GLD
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 3.85%
2 Energy 2.76%
3 Healthcare 2.55%
4 Industrials 2.34%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGM icon
551
iShares Expanded Tech Sector ETF
IGM
$9.94B
$210K 0.01%
+6,012
New +$204K
URI icon
552
United Rentals
URI
$71.1B
$210K 0.01%
+1,285
New +$200K
ORI icon
553
Old Republic International
ORI
$10.3B
$209K 0.01%
+9,346
New +$202K
RBS.PRS.CL
554
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$209K 0.01%
8,234
-2,325
-22% -$59.8K
XEC
555
DELISTED
CIMAREX ENERGY CO
XEC
$207K 0.01%
2,227
+11
+0.5% +$1.01K
ET icon
556
Energy Transfer Partners
ET
$70.1B
$206K 0.01%
11,814
+1,463
+14% +$26K
VAW icon
557
Vanguard Materials ETF
VAW
$3B
$206K 0.01%
1,568
-181
-10% -$24.2K
FIHD
558
DELISTED
UBS AG FI Enhanced Global High Yield ETN
FIHD
$206K 0.01%
+1,189
New +$200K
PCEF icon
559
Invesco CEF Income Composite ETF
PCEF
$812M
$205K 0.01%
+8,976
New +$206K
SONY icon
560
Sony
SONY
$123B
$204K 0.01%
16,845
-3,085
-15% -$34K
VNQI icon
561
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
$204K 0.01%
+3,625
New +$209K
KR icon
562
Kroger
KR
$34.8B
$202K 0.01%
6,935
-3,030
-30% -$90.2K
MCY icon
563
Mercury Insurance
MCY
$5.94B
$201K 0.01%
+4,000
New +$199K
ONB icon
564
Old National Bancorp
ONB
$10.1B
$195K 0.01%
+10,084
New +$198K
BDJ icon
565
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$186K 0.01%
19,578
-600
-3% -$5.61K
RF icon
566
Regions Financial
RF
$26.3B
$186K 0.01%
+10,162
New +$191K
VER
567
DELISTED
VEREIT, Inc.
VER
$178K 0.01%
4,894
-279
-5% -$10.6K
IVR icon
568
Invesco Mortgage Capital
IVR
$776M
$172K 0.01%
+1,087
New +$176K
EVV
569
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$160K 0.01%
12,656
-601
-5% -$7.62K
GAB icon
570
Gabelli Equity Trust
GAB
$1.74B
$159K 0.01%
25,089
-5,219
-17% -$33K
USO icon
571
United States Oil Fund
USO
$2.45B
$158K 0.01%
1,270
-87
-6% -$10.1K
RPAI
572
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$158K 0.01%
+12,967
New +$163K
BBVA icon
573
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$144K 0.01%
22,867
-2,107
-8% -$14K
PGX icon
574
Invesco Preferred ETF
PGX
$3.84B
$143K 0.01%
+10,005
New +$145K
JPC icon
575
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$133K 0.01%
14,327
-450
-3% -$4.21K
21 22
23
24 25

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, AE Wealth Management held 634 positions worth $1.82B, up 24% from $1.47B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

AE Wealth Management deployed $287M of net new capital in Q3 2018, opening 179 new positions and adding to 337 existing holdings. Its largest new stake was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, up from 3.1% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was VanEck Fallen Angel High Yield Bond ETF, an estimated $57.4M trimmed.

  • AE Wealth Management's largest Q3 2018 buy was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.
  • AE Wealth Management added most to Vanguard Long-Term Treasury ETF in Q3 2018, an estimated $19.7M increase.
  • AE Wealth Management's biggest Q3 2018 reduction was VanEck Fallen Angel High Yield Bond ETF, cutting an estimated $57.4M.
  • AE Wealth Management fully exited Invesco DB Agriculture Fund in Q3 2018, selling an estimated $1.54M.
  • AE Wealth Management's ten largest holdings make up 35% of its $1.82B portfolio in Q3 2018.
  • AE Wealth Management opened 179 new positions and closed 30 in Q3 2018.
  • AE Wealth Management's portfolio value rose 24% quarter-over-quarter to $1.82B.

Based on AE Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.