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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
| $6.34M | 0.03% |
154,185
+30,006
| +24% | +$1.19M |
|
527
First Trust Managed Futures Strategy Fund
FMF
$248M
| $6.33M | 0.03% |
132,825
+6,294
| +5% | +$300K |
|
528
IQVIA
IQV
$40.7B
| $6.33M | 0.03% |
29,280
-4,080
| -12% | -$838K |
|
529
iShares Floating Rate Bond ETF
FLOT
$10.2B
| $6.32M | 0.03% |
123,977
-143,206
| -54% | -$7.26M |
|
530
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
| $6.3M | 0.03% |
273,496
-118,670
| -30% | -$2.65M |
|
531
Fidelity MSCI Information Technology Index ETF
FTEC
$19.5B
| $6.28M | 0.03% |
42,006
+12,892
| +44% | +$1.71M |
|
532
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
| $6.25M | 0.03% |
249,852
-3,557
| -1% | -$86.8K |
|
|
TPH
533
DELISTED
Tri Pointe Homes
TPH
| $6.17M | 0.03% |
177,265
+70,352
| +66% | +$2.04M |
|
534
Cardinal Health
CAH
$54.2B
| $6.13M | 0.03% |
57,962
-2,321
| -4% | -$230K |
|
535
Fidelity High Dividend ETF
FDVV
$10.2B
| $6.12M | 0.03% |
142,185
+59,821
| +73% | +$2.37M |
|
536
VanEck IG Floating Rate ETF
FLTR
$2.93B
| $6.11M | 0.03% |
240,985
+67,413
| +39% | +$1.7M |
|
537
Coherent
COHR
$46B
| $6.06M | 0.03% |
128,165
-48,518
| -27% | -$1.75M |
|
538
Kroger
KR
$36.5B
| $6.04M | 0.03% |
130,521
-2,570
| -2% | -$114K |
|
539
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$202M
| $6M | 0.03% |
173,849
+110,777
| +176% | +$3.71M |
|
540
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
| $5.99M | 0.03% |
77,427
-134,212
| -63% | -$10.2M |
|
541
Zscaler
ZS
$25.2B
| $5.98M | 0.03% |
25,244
+19,101
| +311% | +$3.54M |
|
542
FT Vest US Equity Buffer ETF July
FJUL
$1.2B
| $5.97M | 0.03% |
140,766
-309,212
| -69% | -$12.2M |
|
543
First Trust Dorsey Wright Focus 5 ETF
FV
$3.64B
| $5.95M | 0.03% |
112,986
-1,928
| -2% | -$89K |
|
544
Monster Beverage
MNST
$95.2B
| $5.92M | 0.03% |
106,699
-93,507
| -47% | -$5M |
|
545
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
| $5.9M | 0.03% |
139,358
+9,168
| +7% | +$365K |
|
546
Devon Energy
DVN
$51.2B
| $5.9M | 0.03% |
138,420
-177,513
| -56% | -$8.13M |
|
547
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
| $5.9M | 0.03% |
140,101
-596,557
| -81% | -$23.5M |
|
548
AllianzIM U.S. Equity Buffer20 Feb ETF
FEBW
$197M
| $5.84M | 0.03% |
208,260
+186,948
| +877% | +$5.03M |
|
549
Skyworks Solutions
SWKS
$9.49B
| $5.82M | 0.03% |
55,681
+41,066
| +281% | +$4.02M |
|
550
iShares Mortgage Real Estate ETF
REM
$552M
| $5.82M | 0.03% |
247,759
+20,313
| +9% | +$448K |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.