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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZHDG icon
526
Zega Buy & Hedge ETF
ZHDG
$34.7M
$5.31M 0.03%
312,553
-30,984
-9% -$544K
AMT icon
527
American Tower
AMT
$80.8B
$5.28M 0.03%
32,119
-1,361
-4% -$249K
CCK icon
528
Crown Holdings
CCK
$13B
$5.26M 0.03%
59,393
+22,836
+62% +$2.05M
CAH icon
529
Cardinal Health
CAH
$54.2B
$5.23M 0.03%
60,283
+3,961
+7% +$358K
SDVY icon
530
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.6B
$5.14M 0.03%
182,141
-44,881
-20% -$1.31M
WMB icon
531
Williams Companies
WMB
$85.7B
$5.1M 0.03%
151,509
-1,647
-1% -$56.2K
SPHD icon
532
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$5.1M 0.03%
130,190
+592
+0.5% +$24.4K
FV icon
533
First Trust Dorsey Wright Focus 5 ETF
FV
$3.6B
$5.09M 0.03%
114,914
+11,716
+11% +$545K
PMAY icon
534
Innovator US Equity Power Buffer ETF May
PMAY
$805M
$5.08M 0.03%
172,239
-307,805
-64% -$9.21M
REM icon
535
iShares Mortgage Real Estate ETF
REM
$551M
$5.08M 0.03%
227,446
+194,304
+586% +$4.62M
MLN icon
536
VanEck Long Muni ETF
MLN
$683M
$5.08M 0.03%
304,026
+177,328
+140% +$3.11M
PPG icon
537
PPG Industries
PPG
$24.8B
$5.07M 0.03%
39,022
+3,007
+8% +$422K
DVY icon
538
iShares Select Dividend ETF
DVY
$24B
$5.03M 0.03%
46,717
+82
+0.2% +$9.32K
FLDR icon
539
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
$5.01M 0.03%
101,224
+10,821
+12% +$539K
YMAR icon
540
FT Vest International Equity Moderate Buffer ETF March
YMAR
$159M
$4.98M 0.03%
245,076
-27,196
-10% -$571K
FXD icon
541
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$4.98M 0.03%
97,672
-52,657
-35% -$2.87M
FALN icon
542
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$4.97M 0.03%
200,317
+144,180
+257% +$3.64M
IJK icon
543
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$4.96M 0.03%
68,714
+14,498
+27% +$1.09M
TJUL icon
544
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$129M
$4.96M 0.03%
+202,933
New +$5.02M
HYGV icon
545
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$4.94M 0.03%
124,179
+15,567
+14% +$626K
SDY icon
546
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$4.94M 0.03%
42,920
+237
+0.6% +$28.9K
GGG icon
547
Graco
GGG
$13.2B
$4.93M 0.03%
67,591
+14,104
+26% +$1.11M
DLS icon
548
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$4.91M 0.03%
85,428
+3,085
+4% +$185K
CLOX icon
549
Panagram AAA CLO ETF
CLOX
$310M
$4.9M 0.03%
+193,586
New +$4.88M
PANW icon
550
Palo Alto Networks
PANW
$257B
$4.9M 0.03%
41,788
+5,374
+15% +$636K
20 21
22
23 24

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.